American Banker

AUGUST 11, 2023

The three former Washington Federal Bank for Savings board members were accused of giving the OCC false information in an attempt to hide embezzlement. They could face up to five years in prison for attempting to deceive the OCC.

Chicago 36

Chicago Washington Community Bank Community 36

Perficient

MARCH 3, 2022

Equity market volatility, as measured by the Chicago Board Options Exchange Volatility Index (VIX), declines in 2022 by about 6.5 Contact us to learn more about how we can help your institution achieve compliance with federal stress tests. Ten-year Treasury yields increase from around 1.5% to hover around 2.50

Capital 294

Capital Regulation Exercises United States 294

PYMNTS

SEPTEMBER 29, 2020

The Chicago-based FinTech announced on Tuesday (Sept. A division of Partner Colorado Credit Union, Safe Harbor provides a compliance-based banking program for cannabis businesses. Alternative payments platform AeroPay is looking to accelerate its growth after closing a seed round of capital led by a top FinTech investment firm.

Colorado 158

Colorado Chicago Fintech Innovation 158

Bank Innovation

APRIL 9, 2019

The speed at which financial institutions are expected to meet changing customer demands drove Chicago-based fintech Amount and TD Bank into a strategic partnership that will have the bank using Amount's platform to make personal loans.

Fintech 170

Fintech Chicago Lending Meeting 170

Bank Innovation

FEBRUARY 18, 2019

Right now, the Chicago-based Alliant allows people to apply for membership or loans online via desktop computers, phoning into its call centers or by […].

Chicago 170

Chicago National Online Compliance 170

PYMNTS

JUNE 22, 2016

During this webinar, we’ll focus on how to improve the customer experience at every decision point while boosting compliance efforts and why it is important for businesses to invest in new technologies to improve the customer experience, maintain compliance, increase profitability, and remain competitive in the marketplace.

Customer Experience 104

Customer Experience Chicago Analytics Big Data 104

Abrigo

JUNE 27, 2023

The institutions are the ones shouldering the costs of compliance, examinations, and fines. Reporting Since the real estate industry was exempted from AML requirements in 2002, the onus has been on financial institutions to identify and report suspicious or fraudulent activity.

El Paso 195

El Paso Miami United States New York City 195

American Banker

NOVEMBER 18, 2021

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Chicago 78

Chicago Community Bank Community Compliance 78

PYMNTS

FEBRUARY 18, 2019

trillion a year, reported Mansion Global, citing data from Accuity, a global risk and compliance company. Money laundering through real estate is about $1.6 Patrick Hinchin, vice president of commercial strategy at Accuity, said in the report that money laundering through real estate is becoming more common in Australia, America and the U.K.

Las Vegas 182

Las Vegas San Antonio San Diego Fort Worth 182

American Banker

AUGUST 10, 2022

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Chicago 41

Chicago Compliance Regulation 41

PYMNTS

MARCH 25, 2019

Those controversies have notably played out in San Francisco , though other cities, including Chicago and Los Angeles, are going through them at their own pace. Compliance and regulatory issues remain top of mind, of course, but so does the overall experience of both buyers and sellers.

Los Angeles 135

Los Angeles Payments San Francisco Chicago 135

PYMNTS

MARCH 25, 2019

A federal judge late last week ordered a stay on the August 2019 compliance date tied to the “ payday lending rule ” mandated roughly two years ago by the Consumer Financial Protection Bureau (CFPB). Those firms, noted The Chicago Sun Times , would still be subject to federal laws (and possible prosecution under those laws). “I

Lending 128

Lending Illinois Compliance Chicago 128

PYMNTS

AUGUST 13, 2018

Information such as fill rates, time-to-fill and mark-up rates are updated daily via dashboards, while comprehensive compliance readouts are examined quarterly. The company has headquarters in Chicago, Sydney and London and global delivery centers in Charlotte, Toronto, Montreal, Bristol, Krakow, Gurgaon and Bangalore.

Management 100

Management Charlotte Analytics Chicago 100

PYMNTS

MAY 19, 2016

The Chicago Tribune is reporting that Illinois is set to add facial recognition services to its driver’s license application process. Among the proposed methods, facial recognition has long been a pie-in-the-sky solution, but Illinois is the latest state to show that there’s a future in the tech.

Illinois 108

Illinois Chicago System Security 108

PYMNTS

MAY 10, 2019

s Cumberland crypto unit, Mike Novogratz’s Galaxy Digital Holdings and Ripple discussed the idea at a gathering Tuesday (May 7) in Chicago. Firms including DRW Holdings Inc.’s

Bitcoin 100

Bitcoin blockchain Community Chicago 100

American Banker

SEPTEMBER 15, 2021

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Chicago 45

Chicago Data Compliance Lending 45

Abrigo

AUGUST 11, 2016

Jody Padar, CEO/principal of Chicago-based public accounting firm New Vision CPA Group and author of The Radical CPA: New Rules for the Future-Ready Firm , is a champion of helping accounting firms take advantage of time-saving technology so that she has more time to offer advisory services.

Trends 150

Trends Taxes Chicago Google 150

Payments Source

AUGUST 31, 2017

A related agreement with the Federal Reserve Bank of Chicago remains in effect. The 3-year-old order was related to Discover Bank’s programs for combating money laundering.

FDIC 60

FDIC Chicago Compliance Cards 60

Abrigo

AUGUST 22, 2019

Ongoing training is at the very heart of a satisfactory Bank Secrecy Act/Anti-Money Laundering (BSA/AML) compliance program in financial institutions. 16 in Chicago, Illinois Oct. Cost for these regional meetings is $100, and dates and locations are: Sept. 5 in Richmond, Virginia Oct. 21 in Houston, Texas Nov.

Training 150

Training Las Vegas Alabama Minneapolis 150

PYMNTS

SEPTEMBER 8, 2020

As the workforce disperses, modern human capital management (HCM) technology can help alleviate the administrative burden for teams when it comes to tracking and monitoring state taxation compliance, while ultimately offering employees more flexibility.

Taxes 170

Taxes Los Angeles New York City New York 170

Tech and Finance

DECEMBER 13, 2022

Northern Trust Charity Trading Day involved Northern Trust Capital Markets trading desks across the globe, following the sun from Sydney through to Singapore, London and Chicago. The Drucker Institute named Northern Trust among its top 10 in customer satisfaction, according to a report in The Wall Street Journa l.

Chicago 31

Chicago Capital Compliance Community 31

PYMNTS

APRIL 7, 2016

The FDIC warned mainstream banks about buying marketplace debt, and the CFPB has set up a special desk for marketplace lending-based complaints.

Lending 100

Lending San Francisco FDIC Regulation 100

Abrigo

AUGUST 6, 2019

At the recent NYU Law Program on Corporate Compliance and Enforcement , FinCEN Director Kenneth A. FinCEN is committed to addressing compliance failures that put our financial system and national security at risk. Financial Institution Response : Virtual currencies are a growing money laundering concern, and they are not going away.

System 264

System Las Vegas San Antonio San Diego 264

PYMNTS

NOVEMBER 15, 2019

For example, BMO Harris opened a new “smart branch” in Chicago last year with smart ATMs, video screens that link to live tellers and mortgage professionals, and employees equipped with tablets capable of conducting transactions. Third-party cloud servers do have their drawbacks, however, including compliance and security risks.

ATM 127

ATM Video Survey Chicago 127

PYMNTS

JUNE 21, 2018

In the States, specifically in Chicago, Illinois, Envestnet said its platform has been selected by Hancock Whitney Bank to underpin its broker dealer and trust lines of business. The bank will work with the FinTech’s compliance workflow, centered on investment reviews, and fixed income portfolio management.

blockchain 100

blockchain Digital Banking Illinois Chicago 100

PYMNTS

SEPTEMBER 8, 2017

The physical retailer is joining forces with the online juggernaut and is debuting a “smart home” experience across 10 stores in Chicago and Los Angeles. When it comes to PCI compliance, efforts need to get up to snuff across lines of defense that range from firewalls to user authentication. Can you spell coopetition? Finger pointing?

Los Angeles 115

Los Angeles Compliance Capital Retail 115

PYMNTS

JUNE 7, 2018

According to reports this week, those organizations included The Association of National Advertisers, sites operated by A&E Networks and such newspapers as the Chicago Tribune , the Los Angeles Times and the New York Daily News. That’s the same trend benefiting Google. “It

Los Angeles 107

Los Angeles Google Regulation Data 107

Abrigo

MARCH 12, 2015

Appraising a house in Chicago based on sales of comparably sized houses in Tulsa, Okla., Utilizing industry data that is easily integrated, accurate, timely and relevant will make your business valuations more efficien t and provide confidence in their accuracy and compliance. Is it relevant? is unlikely to yield an accurate value.

Industry 150

Industry Data Tulsa Analysis 150

Abrigo

MARCH 12, 2015

Appraising a house in Chicago based on sales of comparably sized houses in Tulsa, Okla., Utilizing industry data that is easily integrated, accurate, timely and relevant will make your business valuations more efficien t and provide confidence in their accuracy and compliance. Is it relevant? is unlikely to yield an accurate value.

Industry 150

Industry Data Tulsa Analysis 150

CFPB Monitor

AUGUST 22, 2016

Cal Ratcliff, Senior Vice President, Chief Compliance Officer, Bank of North Carolina, High Point, NC. Ricardo Ledezma, Corporate Compliance Assurance Manager, San Antonio Federal Credit Union, San Antonio, TX. Sarah Marshall, Chief Executive Officer, North Side Community Federal Credit Union, Chicago, IL.

San Antonio 60

San Antonio Kansas City Groups CA 60

PYMNTS

APRIL 28, 2016

If the bureau establishes authority in this area, marketplace lenders will need to quickly re-examine their regulatory compliance models and infrastructure.”. Among the larger players likely to be effected by this move are Lending Club and Prosper — neither of which had any direct comment on the recent move by the CFPB.

Lending 100

Lending Chicago Regulation Regional 100

PYMNTS

JULY 14, 2016

On Wednesday (July 13), the firm announced a Series A funding round led by Hoxton Ventures and Promus Ventures, based in London and Chicago, respectively. Behavox assesses information from emails, texts and voice calls to pinpoint possible threats from employees to ensure institutions remain compliant with frequently changing mandates.

Chicago 100

Chicago Analysis Analytics Data 100

William Mills

APRIL 20, 2017

This year’s National Technology in Mortgage Banking Conference & Expo took place March 26-29 at the Hyatt Regency in Chicago. MBA reported this was the largest attendance for this show in at least five years, and our client LendingQB concurred, noting the event was attended by largest number of lenders they have seen in several years.

blockchain 46

blockchain Detroit Conference Knowledge Base 46

Independent Banker

OCTOBER 1, 2022

But as the prevalence of security breaches grows, so do the opportunities for community banks to position themselves as guardians of their customers’ personal data through compliance, technology and relationship building. By Katie Kuehner-Hebert. Data privacy and security is a hot topic and is only getting hotter.

Data 91

Data How To Community Bank California 91

Tech and Finance

DECEMBER 30, 2018

“Now banks have the question, when something isn’t mandated and doesn’t go through a compliance budget cycle, banks need a business case, which is difficult to do with real-time payments. It’s difficult to have a business case when we don’t know where value will come from.”.

United States 31

United States Payments Maine Chicago 31

PYMNTS

JULY 15, 2016

” Compliance. The funding was led by Hoxton Ventures and Promus Ventures, based in London and Chicago, respectively. . “Now, we are going to expand our reach and continue to innovate so that companies can easily and effectively embrace cyberrisk management as part of their regular business processes.”

social media 100

social media Management Analytics Capital 100

FICO

APRIL 16, 2020

Marty Byrde, originally a financial planner, moves his family from Chicago to the Ozarks, best known as a resort community, after his initial money-laundering plans go awry. Find out more when you check out this series. This show has everything: action, drama and elaborate money-laundering schemes.

Fraud 88

Fraud Miami Chicago Analytics 88