Independent Banker

FEBRUARY 24, 2015

ICBA convention keynote speaker Carly Fiorina, a former Hewlett-Packard chief, shares her perspective on business innovation and leadership. She shared her perspective and experiences with Independent Banker, including how community bank leaders can succeed in a highly competitive and regulated business environment. Photo by Timothy D.

Leadership 70

Leadership Community Bank Community Industry 70

Perficient

SEPTEMBER 11, 2023

By the time people started speaking of Y2K , regulators were accepting documents from the bank prior to starting the onsite examination. Our financial services expertise , blended with our digital leadership across platforms and business needs, equips the largest organizations to solve complex challenges and compliantly drive growth.

Compliance 221

Compliance FDIC Tools Leadership 221

CFPB Monitor

JUNE 16, 2022

Our discussion topics include: the differences between the CFPB’s supervisory program and the programs of the federal and state banking regulators; the CFPB’s approach to allocating resources, conducting exams, and examiner training; the origins and objectives of Supervisory Highlights; how the CFPB’s supervisory focus has changed over time and the (..)

Policies 78

Policies Leadership Training Strategy 78

Abrigo

NOVEMBER 2, 2021

AMLA encourages a strengthened partnership between law enforcement and financial institutions, using scarce resources more effectively. The AMLA is extensive, and there are many steps involved before FinCEN can implement the act, such as conducting studies, writing regulations, and publishing guidance. financial institutions.

Compliance 195

Compliance Regulation Resources Policies 195

Abrigo

DECEMBER 8, 2021

If the board does not understand the Bank Secrecy Act (BSA) and your anti-money laundering (AML) program, they may not fully understand their role, affecting much-needed resources down the road. For example, the Anti-Money Laundering Act of 2020 is coming, and once regulations are written, there will be implementation factors to consider.

Training 195

Training Resources Video Compliance 195

PYMNTS

APRIL 6, 2020

“Today, the company continues to operate in compliance with an asset cap imposed by its regulator due to actions of past leadership. While all businesses have been impacted by this crisis, small businesses with fewer than 50 employees and nonprofits often have fewer resources.

Resources 162

Resources Leadership Regulation Compliance 162

Perficient

AUGUST 14, 2020

Evolving Regulations – Each state has their own guidelines for managing this health crisis. Such a command center should be able to concurrently handle things like EHR and regulatory data from state data resources, the number of ventilators and which ones have been used on COVID patients, exposed doctors and nurses, and available PPE.

System 519

System Analytics Strategy Guidelines 519

PYMNTS

SEPTEMBER 10, 2018

state regulators eye tech regulation, Alibaba readies for a leadership change and convenience stores rethink loyalty. US State AGs Mull Tech Regulation. Alibaba’s Jack Ma, the co-founder and executive chairman who is stepping down, plans to hand over leadership to Daniel Zhang, the company’s current chief executive.

Payments 100

Payments Leadership Regulation Resources 100

Abrigo

FEBRUARY 10, 2023

Keep leadership informed on AML/CFT trends to ensure a strong culture of compliance at your financial institution. Introduction Corporate Transparency Act guidance FinCrime professionals have been on high alert for new regulations since the Anti-Money Laundering Act of 2020 (AMLA) was signed into law, but updates have been slow to arrive.

Fraud 195

Fraud Training Regulation Compliance 195

Abrigo

MARCH 4, 2022

Use this AML Staffing Calculator to find out and build your use case for more resources. Financial institutions can prioritize their approach to patch and vulnerability management by using this resource to prioritize remediation of known risks. Is Your AML Department Understaffed? USE THE CALCULATOR. Wild, Wild West'.

Exercises 195

Exercises Leadership Fraud Resources 195

Abrigo

JUNE 23, 2020

At Abrigo, we understand that making an investment in software is a serious decision that can take ample resources. They will also provide you with resources (blogs, case studies, webinars, white papers, etc.) BSA Rules and Regulation. BSA Rules and Regulation. BSA Rules and Regulation. from time-to-time.

Software 195

Software Community Fraud Resources 195

Abrigo

JUNE 2, 2021

The guidance emphasizes a risk-focused approach to examinations and refocuses the regulators to scope each exam according to the unique financial institution, not to use a one-size-fits-all approach. Commit resources. This includes compliance from top, to middle, to frontline leadership. BSA Rules and Regulation.

How To 195

How To Training Compliance Policies 195

CFPB Monitor

JANUARY 31, 2022

The Consumer Financial Protection Bureau’s (“CFPB”) Office of Minority and Women Inclusion (“OMWI”) has released guidance and recommendations for small, midsize, and large organizations to demonstrate their commitment to diversity and inclusion (“D&I”), taking size and resources into account. Supplier diversity programs.

Industry 78

Industry Report Resources Policies 78

Abrigo

MAY 20, 2022

Evaluating Leadership. What regulators look for in top-down guidance. Regulatory agencies have shifted resources and attention to assessing how institutions model their transaction monitoring and high-risk customer management programs. BSA Rules and Regulation. BSA Rules and Regulation. BSA Rules and Regulation.

Risk Management 195

Risk Management Management FDIC Meeting 195

Abrigo

APRIL 25, 2023

You might also like this webinar, "Best Practices for Writing SARS." Watch Webinar Takeaway 1 Getting stuck in a cycle of repeated SAR filing for the same customer can be a strain on your financial institutions' time and resources.

Strategy 195

Strategy Training Leadership Fraud 195

Abrigo

DECEMBER 10, 2021

This release is the latest since revisions began in 2020 as the council attempts to clarify and achieve transparency within sections of this valuable resource. This update clarifies that banking regulators and FinCEN understand that no specific customer type automatically falls into a higher risk category. BSA Rules and Regulation.

Training 195

Training Regulation Policies ATM 195

PYMNTS

DECEMBER 2, 2019

Nonprofit organizations are responsible for providing multiple community services, including access to shelters, clothing, food and clean water, as well as educational and mental health resources. according to the latest figures from the IRS, which monitors and regulates such organizations. There are approximately 1.56

Management 141

Management Taxes Groups Regulation 141

South State Correspondent

APRIL 19, 2023

Focusing on uninsured deposit performance is a hot topic among investors, analysts, and regulators. Investing resources and capital to align relationship products better and then spending marketing dollars on promoting the bank and cross-selling can provide one of the better returns in bank marketing.

How To 195

How To Examples Resources Community Bank 195

PYMNTS

MAY 28, 2019

While the FRC is expanding its oversight, some have called for the creation of an entirely new regulator to address potential shortcomings in the auditing sector. Reports said the FRC also intends to heighten its scrutiny of auditor governance and leadership, risk mitigation processes, control and overall behavior.

Regulation 101

Regulation Leadership Report Resources 101

Abrigo

SEPTEMBER 14, 2022

In 2011, the CFPB interpreted Section 1071 to mean that obligations for financial institutions to collect, maintain, and submit data “do not arise until the [CFPB] issues implementing regulations and those regulations take effect.” Those implementing regulations were coming. Lending Regulation. Lending Regulation.

Lending 195

Lending Data Regulation Community 195

PYMNTS

JANUARY 27, 2020

The change may have been telegraphed more than a year ago in October 2018, when Mick Mulvaney, who had been serving as acting director of the agency, said that the CFPB was working on a new regulation to define those practices, as reported in The Wall Street Journal. Digital Taxes, Abroad.

New York 179

New York Taxes California Conference 179

CFPB Monitor

FEBRUARY 11, 2021

Uejio’s statement to CEEA follows the publication of his statements to the Bureau’s Division of Supervision, Enforcement, and Fair Lending and Division of Research, Markets, and Regulations. Ramp up our coordination efforts with other agencies to provide help and information to at-risk homeowners and renters.

Company 148

Company Report social media Community 148

Jeff For Banks

APRIL 5, 2014

But in both banking and the military, employees resisted change, and leadership balked at making tough decisions. More broadly, tough decisions involve identifying a clear path, one that may be different than your current path, and allocating the resources to effectively succeed. Don''t have a niche that dictates resource allocation?

Leadership 84

Leadership Resources Industry Groups 84

Gonzobanker

FEBRUARY 29, 2024

It’s very hard for regulated banks and credit unions to gain any meaningful efficiencies under $1 billion in assets. Management must invest in the resources necessary for best-in-class digital sales capabilities, and then they need to terrorize their team to hit aggressive growth goals through this channel.

Tools 152

Tools Analytics Data System 152

Abrigo

DECEMBER 30, 2019

It is critical for leadership and the Board of Directors to be engaged in all areas of the institution, including compliance with the BSA. Their commitment should be visible within the organization, and if it is not, regulators will take notice. Ensure There Are Adequate Resources. This is a must-have risk management concept.

Training 195

Training Compliance Leadership Fraud 195

CFPB Monitor

AUGUST 20, 2020

In their complaint , the plaintiffs alleged: First Claim: The Bureau did not meaningfully consult with the General Services Administration (GSA) before creating the Taskforce, and did not prepare a membership balance plan as required by the Federal Advisory Committee Act (FACA) regulations.

Meeting 78

Meeting Regulation Massachusetts Resources 78

Jeff For Banks

FEBRUARY 23, 2013

I envision the person occupying this role to be a savvy marketer with strong IT skills, as well as senior leadership abilities. Ensure compliance with all industry laws and regulations. Join one community organization consistent with FI strategy and employee interests/values and be active in the organization''s leadership.

Training 84

Training Leadership North Carolina Resources 84

CFPB Monitor

MARCH 4, 2021

The Taskforce was charged with examining the existing legal and regulatory environment for consumers and financial services providers and making recommendations to the Bureau’s leadership for improving consumer financial laws and regulations. In January 2021, the Taskforce released its report containing its recommendations.

Massachusetts 78

Massachusetts Leadership Regulation Resources 78

Independent Banker

OCTOBER 29, 2014

leadership and staff understand the purpose of its BSA/AML efforts and how its reporting is used. leadership and staff understand the purpose of its BSA/AML efforts and how its reporting is used. Compliance Corner General Regulation & Compliance' Tools to combat cybercrime must meet or exceed the challenges.

Compliance 80

Compliance Leadership Resources Virginia 80

PYMNTS

MARCH 20, 2020

Developing profitable long-term business ties begins with onboarding, which requires lengthy vendor research, analyses of their leadership, products or services and projections of how such factors might help a company or its clients grow. Performing such deep background checks can be challenging for firms with limited resources, though.

Fraud 130

Fraud Operations Resources Survey 130

Insights on Business

OCTOBER 3, 2018

Mounting pressures on financial institutions to drive out costs, improve customer experience, complete with emerging players, and comply with new regulation mean that adopting advanced technologies will not be optional. Key Areas for Digital Disruption within Financial Services. Today the process of ensuring compliance is highly manual.

Industry 155

Industry Innovation blockchain Compliance 155

CFPB Monitor

MAY 17, 2021

The Office’s educational outreach focused on specific economic challenges and resources related to the COVID-19 pandemic, including forbearance programs and emergency grants. The report discussed the Office’s consumer outreach and educational efforts, servicemember complaint trends, and priorities for 2021.

Report 78

Report Compliance Leadership Analysis 78

Tomorrow's Transactions

JUNE 9, 2020

2020 has been dominated by the COVID-19 pandemic threatening our way of life, challenging our resourcefulness and resilience, on a global scale not experienced since the World War ended 75 years ago. This includes the leadership and external stakeholders who must clearly understand what is expected of them.

Resources 82

Resources Risk Management Operations Regulation 82

PYMNTS

JANUARY 23, 2017

Businesses face mounting risk thanks to things like geopolitical uncertainties and regulation but are also threatened by something as seemingly arbitrary as group chat platforms. And we’re not just talking about cyberattacks. 40% more cyberbreaches impacted U.S. businesses in 2016 than the year prior, found CyberScout.

Survey 100

Survey Taxes Groups Analysis 100

Independent Banker

JUNE 30, 2022

Van Valkenburg, VP & human resources (HR) specialist; Brett Hoover, SVP & HR director; Misti Stanton, VP & DEI officer; and Johnna Staat, HR AVP. This could be as simple as ensuring there are meat-free options for vegetarians at every company event, or as involved as establishing culturally specific employee resource groups.

Community Bank 91

Community Bank Community Leadership Millennials 91

Abrigo

JULY 17, 2017

The typical services of audit, tax and bookkeeping require primarily technical expertise – mastery of audit and accounting standards, an understanding of tax law and regulations, and the ability to apply them. “The advisory skillset is a different skillset than it is for the traditional services,” he says.

Honolulu 150

Honolulu Taxes eBook Leadership 150

CFPB Monitor

DECEMBER 5, 2018

As part of its project on state partnerships, the group provides detailed resources on federal preemption of state regulations, borrower protections, and the nationwide impact of student debt on minorities, women, servicemembers, older Americans, and public servants.

Groups 79

Groups California Leadership Resources 79