Cisco

NOVEMBER 29, 2022

It is the reason why financial services is one of the most highly regulated and highly fortified industries. Cisco Thought Leadership in Financial Services. Read Thought Leadership Paper. Digitization and the resulting complexity. Tools from the Federal Financial Institutions Examination Council (FFIEC) on cybersecurity.

Security 174

Security Leadership Operations Tools 174

PYMNTS

JUNE 14, 2019

Google CEO Sundar Pichai pushed back against talk of regulating tech companies, saying that the move could have unintended consequences, according to a report by CNBC. “I I worry that if you regulate for the sake of regulating it, it has a lot of unintended consequences,” Pichai said.

Google 108

Google Regulation Comparison Leadership 108

CFPB Monitor

FEBRUARY 8, 2021

The webinar looked at the changes that the CFPB is likely to undergo under the leadership of Messrs. Mr. Cordray expects Mr. Uejio to put the CFPB on a path that is more in line with the agency’s vision for carrying out its mission that prevailed under Mr. Cordray’s leadership.

Leadership 78

Leadership Lending Groups Policies 78

Abrigo

DECEMBER 5, 2023

AML Compliance Ten qualities of a successful BSA officer Hiring a Bank Secrecy Act (BSA) Officer for a financial institution involves looking for a unique experience level and skillset that ensures compliance with the BSA and related regulations. But what makes an exceptional BSA Officer?

Training 221

Training Compliance Regulation Software 221

Independent Banker

FEBRUARY 24, 2015

ICBA convention keynote speaker Carly Fiorina, a former Hewlett-Packard chief, shares her perspective on business innovation and leadership. She shared her perspective and experiences with Independent Banker, including how community bank leaders can succeed in a highly competitive and regulated business environment. Photo by Timothy D.

Leadership 70

Leadership Community Bank Community Industry 70

Abrigo

AUGUST 7, 2023

Communicate and actively involve leadership Effective communication and support are vital to ensuring that the team can develop a plan to minimize the impact on staff productivity and morale within the remaining group.

Training 195

Training Fraud Leadership Resources 195

PYMNTS

JANUARY 10, 2019

In Australia, for instance, alternative lender Prospa suddenly nixed its initial public offering (IPO) last year after regulators criticized the company’s contractual agreements with small business borrowers. The challenges are not isolated to the U.S.,

Capital 134

Capital Leadership Customer Experience Lending 134

American Banker

FEBRUARY 3, 2021

A voluntary effort to include more members of underepresented groups in the C-suite and on corporate boards would help banks avoid government mandates.

Leadership 60

Leadership Regulation Groups 60

Jeff For Banks

APRIL 15, 2012

One form of training I fondly recall from my Navy days was Navy Leadership Development school, or NAVLEAD. The commander, however, worked for a large company and said they do incorporate leadership, management, and supervisory training to employees. We have acronyms for EVERYTHING in the military. But in my experience, this is not so.

Leadership 86

Leadership South Carolina Training Community 86

Perficient

SEPTEMBER 16, 2022

The letter highlighted mandatory compliance with the following federal regulations: The Bank Holding Company Act. Additionally, the Federal Reserve’s Supervisory Letter also encourages financial institution executives to notify their state regulators prior to engaging in any crypto-asset-related activities. The Home Owners’ Loan Act.

Compliance 275

Compliance Risk Management System Regulation 275

CFPB Monitor

JANUARY 7, 2019

I am pleased to share with our blog readers that Alan Kaplinsky, who leads our firm’s Consumer Financial Services Group, was recently awarded the National Law Review’s Go-To Thought Leadership Award in Consumer Finance for his work on our blog, Consumer Finance Monitor. We certainly hope that our readers will agree.

Leadership 60

Leadership National Lending Industry 60

CFPB Monitor

DECEMBER 9, 2021

The CFPB has issued a final rule amending Regulation Z to address the discontinuation of the London Inter-Bank Offered Rate (LIBOR) that is currently used by many creditors as the index for calculating the interest rate on credit cards and other variable-rate consumer credit products. Change in index. Dollar LIBOR indices. (The

Regulation 78

Regulation Cards Compliance Groups 78

PYMNTS

JULY 24, 2019

“This new division and these appointments position DFS as the regulator of the future, allowing the Department to better protect consumers, develop best practices, and analyze market data to strengthen New York’s standing as the center of financial innovation.”.

Regulation 108

Regulation Bitcoin New York Online 108

Perficient

DECEMBER 21, 2023

Regulators to Bank Boards: “Debt is Good” Crucial Update: Extension of the Comment Period Since Perficient’s Risk and Regulatory Compliance Center of Excellence (CoE) analyzed this decision in September, a significant development has occurred. Learn More: U.S.

DC 221

DC FDIC Washington Compliance 221

The Financial Brand

NOVEMBER 23, 2023

This article Power to the People: How to Get Banks, and Regulators, to Embrace AI For Investment appeared first on The Financial Brand. Why leadership from the big banks is needed to drive regulatory clarity on the use of AI in investing products and services.

Regulation 21

Regulation How To Leadership Branding 21

PYMNTS

OCTOBER 8, 2020

The news comes as the Danish bank faces investigations by regulators and lawsuits by shareholders over allegations the bank facilitated many billions of dollars in suspicious trades. Financial regulators in a number of countries, including the U.S.,

Leadership 130

Leadership United States Regulation Meeting 130

American Banker

APRIL 17, 2024

told American Banker that he sees a concrete path to chair the House Financial Services Committee that relies on his long experience in committee leadership and long political career. Frank Lucas, R-Okla.,

Leadership 48

Leadership Policies Compliance Regulation 48

PYMNTS

FEBRUARY 17, 2019

According to a report in Bloomberg , Yes Bank released findings from a Reserve Bank of India risk assessment report, saying that while the regulator found several breaches across different functions at the bank, it only found “nil divergences” in how the company assessed bad loans for the year ending in March 2018.

Leadership 122

Leadership Guidelines Regulation Report 122

Perficient

SEPTEMBER 11, 2023

By the time people started speaking of Y2K , regulators were accepting documents from the bank prior to starting the onsite examination. Our financial services expertise , blended with our digital leadership across platforms and business needs, equips the largest organizations to solve complex challenges and compliantly drive growth.

Compliance 221

Compliance FDIC Tools Leadership 221

Abrigo

FEBRUARY 10, 2023

Keep leadership informed on AML/CFT trends to ensure a strong culture of compliance at your financial institution. Introduction Corporate Transparency Act guidance FinCrime professionals have been on high alert for new regulations since the Anti-Money Laundering Act of 2020 (AMLA) was signed into law, but updates have been slow to arrive.

Fraud 195

Fraud Training Regulation Compliance 195

PYMNTS

JANUARY 11, 2021

Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA). He will be tasked with developing the board and leadership team. British challenger bank Revolut has submitted a banking license application to the U.K. Nik Storonsky , founder and CEO at Revolut, said in a press release on Monday (Jan.

cryptocurrency 216

cryptocurrency Leadership Bitcoin Fintech 216

CFPB Monitor

JUNE 16, 2022

Our discussion topics include: the differences between the CFPB’s supervisory program and the programs of the federal and state banking regulators; the CFPB’s approach to allocating resources, conducting exams, and examiner training; the origins and objectives of Supervisory Highlights; how the CFPB’s supervisory focus has changed over time and the (..)

Policies 78

Policies Leadership Training Strategy 78

PYMNTS

FEBRUARY 11, 2019

As the payments landscape evolves and becomes ever more digital in scope, and as FinTech firms make inroads into traditional financial services, regulators are looking at FinTech credit — and how it might be defined and shaped. There seem to be no easy answers on just how to regulate the space. trillion.

Fintech 195

Fintech Lending Regulation Survey 195

PYMNTS

SEPTEMBER 10, 2018

state regulators eye tech regulation, Alibaba readies for a leadership change and convenience stores rethink loyalty. US State AGs Mull Tech Regulation. Alibaba’s Jack Ma, the co-founder and executive chairman who is stepping down, plans to hand over leadership to Daniel Zhang, the company’s current chief executive.

Payments 100

Payments Leadership Regulation Resources 100

CFPB Monitor

MAY 26, 2022

Under Director Chopra’s leadership, the CFPB has regularly been sounding alarms about the potential for discrimination arising from the use of so-called “black box” credit models that use algorithms or other artificial intelligence (AI) tools.

Compliance 143

Compliance Regulation Leadership Technology 143

Abrigo

APRIL 25, 2023

Ask your board or executive leadership to consider the following: What is their tolerance for certain types of risk? Develop and train customer-facing employees to handle ending banking relationships Work with department leadership to coordinate training efforts for exiting relationships.

Strategy 195

Strategy Training Leadership Fraud 195

Chris Skinner

AUGUST 3, 2016

I like to point at the fact that the Bank of England is taking a leadership role in FinTech, but it goes wider and deeper than this. Bear in mind, the regulator – the Prudential Regulatory Authority (PRA) – lies under the Bank’s control.

Fintech 150

Fintech Leadership Regulation 150

PYMNTS

APRIL 16, 2019

They met with Walmart leadership executives in the area. McMillon was asked about the changes to India’s market, such as the regulations put in place on Feb. When the regulations were first announced, Walmart expressed displeasure but said that it hoped for a more collaborative regulatory process moving forward.

Marketing 156

Marketing Leadership Meeting Regulation 156

PYMNTS

AUGUST 31, 2020

Walmart can’t sell directly to shoppers via its sites or supercenters with the regulations of India. Walmart said that Flipkart has already shown “extensive leadership in the consumer eCommerce segment and technology for the country’s mom-and-pop ‘kirana’ grocery stores and other small retailers.”.

Leadership 252

Leadership Groups Retail Operations 252

PYMNTS

OCTOBER 23, 2020

s FCA took a leadership role in characterizing how we should think about these different assets and their use cases,” Garlinghouse said. A “security” designation could put XRP under stringent new regulations. He noted that other regions have given similar affirmations. What you see in the U.K. is a clear taxonomy, and the U.K.’s

cryptocurrency 202

cryptocurrency United States Leadership Security 202

Abrigo

NOVEMBER 2, 2021

The AMLA is extensive, and there are many steps involved before FinCEN can implement the act, such as conducting studies, writing regulations, and publishing guidance. He stated that "…(regulators) should talk to (banks) about the risks that they run within their institutions and jurisdictions if an AML compliance culture is not fostered.

Compliance 195

Compliance Regulation Resources Policies 195

Finer Points

MARCH 30, 2016

It’s something ICBA and the community banking industry say all the time: community banks are the nation’s leading small-business lenders. And the numbers back it up. While community banks make up less than 20 percent of the banking system’s assets, they dole out more than half of its small-business loans.

Community Bank 100

Community Bank Community Leadership Study 100

American Banker

JUNE 17, 2020

The Supreme Court is poised to decide the fate of the Consumer Financial Protection Bureau's leadership structure, but the implications could reach far beyond the bureau.

Leadership 50

Leadership Regulation 50

Abrigo

JUNE 2, 2021

The guidance emphasizes a risk-focused approach to examinations and refocuses the regulators to scope each exam according to the unique financial institution, not to use a one-size-fits-all approach. This includes compliance from top, to middle, to frontline leadership. BSA Rules and Regulation. BSA Rules and Regulation.

How To 195

How To Training Compliance Policies 195

PYMNTS

DECEMBER 16, 2019

Peer-to-peer (P2P) lending platforms have shuttered in China’s Hebei province as regulators aim to get rid of deception and inefficiency in the sector, South China Morning Post (SCMP) reported on Friday (Dec. By the end of October , Shanghai regulators ordered more than 40 P2P lenders to get ready to close.

Leadership 131

Leadership Regulation Regional Lending 131

Abrigo

MAY 20, 2022

Evaluating Leadership. What regulators look for in top-down guidance. BSA Rules and Regulation. BSA Rules and Regulation. BSA Rules and Regulation. The FDIC update clarifies how examiners will evaluate a financial institution's executives and board of directors under the Management component. Watch Webinar.

Risk Management 195

Risk Management Management FDIC Meeting 195

Independent Banker

AUGUST 31, 2022

Our senior leadership team took that to heart, and it stuck with us, creating an environment in which compliance plays a significant role in everything from our strategic direction to our daily operations. Regulations are there to require what we do every day as community bankers: protect our customers. My top three.

Compliance 177

Compliance Community Leadership Industry 177