PYMNTS

APRIL 6, 2016

2011 — added secret commissions to both equity and fixed-income trades for clients of the “transition management” business, a subset that helps clients move portfolios across asset classes or managers or even liquidate large portfolios. The indictment itself alleges that the two — during a timeframe that stretched between Feb.

Fraud 100

Fraud Massachusetts Boston Security 100

CFPB Monitor

JANUARY 28, 2019

Fiene has more than 31 years of experience in regulating financial services companies, including 27 years dedicated to supervising and examining compliance with federal consumer financial laws and regulations. Marisol Garibay will serve as the Acting Chief Communications Officer.

Leadership 60

Leadership Boston Policies Regional 60

PYMNTS

JANUARY 19, 2017

Attorney William Weinreb in Boston said in a statement, according to Reuters. State Street agreed to improve compliance at the firm and keep a corporate monitor as part of the deal. Under the terms of the settlement, State Street agreed to pay $32.3 million and an equal amount to the U.S. Securities and Exchange Commission.

Boston 100

Boston Compliance Security Management 100

CFPB Monitor

OCTOBER 26, 2016

In his remarks at the Mortgage Bankers Association’s annual meeting in Boston on October 25, Director Cordray signaled that mortgage servicing will continue to be a focus of CFPB supervisory and enforcement activity, with the CFPB taking a rigorous approach to compliance. .

Compliance 60

Compliance Boston Training System 60

CFPB Monitor

AUGUST 22, 2016

Lynn Drysdale, Managing Attorney, Consumer Law Unit, Jacksonville Area Legal Aid, Inc., Arjan Schutte, Founder and Managing Partner, Core Innovation Capital, Los Angeles, CA. Chi Chi Wu, Staff Attorney, National Consumer Law Center, Boston, MA. The new members are as follows: Consumer Advisory Board Members. Jacksonville, FL.

San Antonio 60

San Antonio Kansas City Groups CA 60

Fintech Labs Insights

JUNE 6, 2016

Quantopian announced on Friday that Derek Meisner (pictured) had joined the company as General Counsel and Chief Compliance Officer, to help build what Quantopian CEO John Fawcett called a “compliance and operational infrastructure” as the company prepares to take its hedge fund to the public. The company has raised $23.8

Compliance 12

Compliance San Francisco Boston Washington 12

CFPB Monitor

SEPTEMBER 21, 2015

Engel, Research Professor, Suffolk University Law School, Boston, Mass. Allen, Chief Compliance Officer, Bank of American Fork, American Fork, Utah. DeBery, Senior Vice President, Internal Audit and Risk Management, Bath Savings Institution, Bath, Maine. Quick, Vice President of Compliance, First Hope Bank, N.A.,

Groups 60

Groups Los Angeles San Francisco Community Bank 60

PYMNTS

OCTOBER 22, 2018

fans traveling to Boston for the start of the World Series will want to pack — and possibly purchase for the first time — sweaters, as this week will be an excellent opportunity to enjoy New England’s crisp fall weather. They refuse to sit down and have a discussion,” he said. We continue to work closely with the regulator towards this.”.

Data 134

Data Fraud Cards Regulation 134

ForwardBanker

JULY 26, 2016

This past week in Boston, the Shared Assessments Program Steering. Slow moving boats, relaxing fishing in normal idyllic mid-summer breaks have been swept aside by a flurry of activity within the sea of third party risk. The post Casting the net for third party risk appeared first on Deluxe FI.

Boston 28

Boston Risk Management Compliance Management 28

Gonzobanker

SEPTEMBER 28, 2017

Industry-specific tech talent is consolidating and migrating to programmer and megabank community hotspots in San Jose, Seattle, San Francisco, Boston, Raleigh, Charlotte, Atlanta and Phoenix. It can be extremely challenging for banks and credit unions that are not in one of these hotspots to find data center rock stars.

Data 63

Data How To San Jose San Francisco 63

Independent Banker

JANUARY 31, 2022

2022 will be a big year as we move from development to pilot testing and begin to engage more with financial institutions in active planning,” says Nick Stanescu, senior vice president, FedNow business executive, the Federal Reserve Bank of Boston. “We payment system.”. The pilot experience. and another pilot bank.

Community Bank 91

Community Bank Community Resources Fraud 91

PYMNTS

JUNE 11, 2018

Far-reaching data protection regulations like PSD2 are both a consequence and catalyst of change in how financial service providers store, manage and use data. As banking services and products digitize, that means institutions have more data to handle – much, much more – impacting everything from compliance to customer relations.

Data 100

Data Management Analytics Compliance 100

Gonzobanker

DECEMBER 17, 2021

Congrats to Randy and a great management team. Simultaneously the bank invested in Paladin Fraud, Trabian Technology, and Chartwell Compliance to provide compliance and risk management solutions in the complex and connected web of fintech partnerships. GonzoBanker of the Year – Bank.

Fintech 147

Fintech Strategy Leadership Lending 147

Fintech Labs Insights

JULY 27, 2016

Browser-based algorithmic trading platform Quantopian received a boost from Steve Cohen’s asset management company, Point72, today. The company’s venture arm invested an undisclosed amount in the Boston-based company, adding t0 Quantopian’s $23.8

Boston 12

Boston Compliance Community Management 12

NCR

JULY 27, 2016

Ahead of the actual Brexit vote, consulting firm Boston Consulting Group surveyed some 360 decision makers from banks in the UK, USA and Germany on what might happen if the British people actually did opt to leave the EU. None of this will be easy.

Survey 40

Survey Regulation Boston Industry 40

Independent Banker

JULY 31, 2022

Before 2022, says Thomas Grottke, managing director at Crowe LLP, “a lot of factors were going right. I counsel my community banks to be careful about extreme growth in rising rate environments,” says Jim Adkins, managing partner at Artisan Advisors in Barrington, Ill. Recruiting is easier in some regions than others. Connors, Jr.,

Strategy 135

Strategy Community Bank Louisville Community 135

CB Insights

OCTOBER 26, 2020

In the world of asset management, the biggest players are now dedicated firms like Vanguard. Total assets under management (AUM) at the top asset managers now dwarfs total AUM at the top banks. The disruption of asset management. Task management platform Asana went public via DPO in September 2020.

Management 78

Management Capital Company Marketing 78

PYMNTS

JUNE 10, 2016

To do that, the company offers services like parking rate management, payment collection, processing and enforcement, among others, in order to help cities take better control of their parking lots. Compliance and security are two big things for us,” Powers said. “We Municipalities, Powers said, are the company’s primary customer. “We

Mobile 100

Mobile Payments Training Wisconsin 100

Independent Banker

SEPTEMBER 30, 2021

manages the community bank’s presence across platforms like Facebook, Instagram, LinkedIn and Twitter. Another reason pen tests are increasingly common is that regulations and PCI compliance require banks to furnish annual pen test results. Security information and event management (SIEM). Use social media to build trust.

Community 139

Community Community Bank social media Security 139

Fintech Labs Insights

OCTOBER 19, 2015

Expense management solutions for small businesses. 401(k) management. HQ: Boston, Massecheusetts. Bitcoin compliance solutions. Using the blockchain for managing records. Card rewards management. Tags: Enterprise, SMB, investing, wealth management, data. Secure messaging for financial services.

New York City 12

New York City Company Fintech New York 12

William Mills

MAY 11, 2016

CreditHQ helps businesses manage cashflow. Managing cash flow – targeted at small business in partnership with banks. ^KT. Here’s another solution for document management and origination. ^SR. ChipShield also has an integrated password management vault. David Carr (Innovation Manager). Martin Campbell (CEO).

Video 40

Video Mobile social media Analytics 40

Fintech Labs Insights

AUGUST 8, 2016

HQ: Boston, Massachusetts. Compliance Science. Compliance platform for financial institutions. Tags: Consumer, savings, deposits, spending, investing, personal financial management, PFM, mobile. Total raised: $3.25 Source: Crunchbase. Latest round: $2.9 Total raised: $11.2 HQ: New York City. Source: FT Partners.

Company 12

Company Fintech New York City blockchain 12

Fintech Labs Insights

JANUARY 18, 2016

Four Finovate alums made up 40% of the weekly total: Taulia raised $46 million for its financial supply-chain management system. Financial supply chain management. Derivative risk management. Multi-family lending management. App Annie garnered $63 million for its mobile analytics and development tools. HQ: Bejing, China.

Company 12

Company New York City Fintech San Francisco 12

PYMNTS

SEPTEMBER 8, 2016

A collection network, Frere said, solves that by basically managing the movement of money from sender to receiving institution’s bank account. When it’s 12 noon in Shanghai, it’s 12 a.m. The customer service aspect, Frere noted, is something receiving institutions have to keep in mind as well. They also agree not to “overpay.”

Payments 100

Payments Boston Compliance Meeting 100

Banking 2020

JUNE 2, 2015

2014 also saw a convergence of many regulations, including Basel III, the Foreign Account Tax Compliance Act and the Dodd-Frank Act, which all impact this area. Boston Consulting Group (BCG) expects both volume and value of transactions to increase by about 9% per year reaching about 750 billion transactions valued at $782 trillion by 2020.

Analytics 40

Analytics Compliance Boston Strategy 40

William Mills

MAY 9, 2018

HQ: Boston, MA. Our Actionable Intelligence Management solutions help banks and mortgage companies streamline and automate manual processes, seize new business opportunities and manage compliance, all while transforming the customer experience. HQ: Boston, MA. Website: projectfinance.io. Twitter: @yourfinanceapp.

Security 40

Security Samsung Strategy San Jose 40

CB Insights

JULY 23, 2020

While corporate tenants and building management may have different policies, having the proper tools and procedures in place to screen employees and visitors will be crucial to policy enforcement. It can also be used to track worker compliance. Source: Wellable. Advantages: Preventing disease spread & allaying employee concerns .

Meeting 101

Meeting Tools Survey Company 101

Fintech Labs Insights

JULY 17, 2015

Regulatory compliance solutions for new account opening. Source: Boston Business Journal. Money management solution for the classroom. Tags: Underwriting, risk management, compliance, investing, enterprise, B2B. In total, 20 companies raised $294 million, all in equity (as far as we know). HQ: Dublin, Ireland.

Fintech 12

Fintech Company San Diego Los Angeles 12

PYMNTS

DECEMBER 7, 2018

Cross River, which did not disclose its valuation, said it will use the funding to invest in its compliance infrastructure and expand staff levels as it continues to collaborate with FinTech startups, allowing them to gain access to Cross River’s client base without needing to secure their own banking license. Wise Systems.

Analytics 176

Analytics Data Capital Software 176

Fintech Labs Insights

JULY 14, 2016

HQ: Boston, Massachusetts. Insurance management software. Risk management for capital markets. Payment and management tools for small businesses. Tags: Institutions, compliance, risk mananagement, trading, investing. Trading platform. Latest round: $75 million Series D. Total raised: $174 million. NexusCrowd.

San Francisco 12

San Francisco Company Fintech California 12

Fintech Labs Insights

AUGUST 1, 2016

HQ: Boston, Massachusetts. Recurring bill management . Tags: Consumer, billpay, personal financial management, PFM, budgeting, spending, credit/debit cards. Fintech deals by size from 25 June to 1 July, 2016: Paycor. Online payroll system. Latest round: $45 million. Total raised: $164 million. HQ: Cincinnati, Ohio. LendingKart.

Company 12

Company Fintech New York City Lending 12

Fintech Labs Insights

AUGUST 23, 2016

Wallet and wealth management. HQ: Boston, Massachusetts. Tags: Institutions, developers, storage, IT, security, compliance, HSBC (investor). Source: Crunchbase. Gongzi Qianbao. Latest round: $30 million. Total raised: $30 million. HQ: Shanghai, China. Source: Crunchbase. Exchange Corporation. Total raised: $27.8 Quantopian.

Company 12

Company Los Angeles Fintech Fort Worth 12

PYMNTS

JANUARY 7, 2019

Fewer than 5 percent of all FIs reported using AI – true AI – to personalize offerings to their consumers, manage fraud or even allocate resources to collecting debt from consumers with the capacity to repay. The Ted Williams Tunnel in Boston, by contrast, gets me far less excited, even though I use it a lot. From LA to San Francisco.

Mobile 205

Mobile Innovation Apple Study 205