South State Correspondent

JANUARY 16, 2024

BSBY was not well received by US regulators from its inception, but the market eventually embraced SOFR over BSBY. Conclusion The BSBY case study highlights one of the often-overlooked risks of derivatives. The reason for the cessation of BSBY is simple – lack of use.

Community Bank 195

Community Bank Community Compliance CA 195

PYMNTS

FEBRUARY 26, 2020

Back then, FinTechs asked for forgiveness instead of permission, rushing headlong into markets, disrupting them and operating in newly invented spheres of finance that regulators barely understood. For a case study in the new privacy rules at scale, people are looking to China and its Multi-Level Protection Scheme 2.0

Regulation 130

Regulation Case Study Fraud Study 130

PYMNTS

APRIL 24, 2019

Regulators want to have a greater stake in the way sharing platforms operate. Many of these regulators also now expect sharing and payment services to comply with shifting data regulations, like GDPR. Read more about Hostelz.com and its move to a payment-free platform in the Playbook’s case study.

Marketing 179

Marketing Regulation Case Study Security 179

Chris Skinner

JUNE 19, 2019

… and the fact that most regulators won’t like it. I’ve blogged a few times about Facebook planning to launch a currency … Will Facebook become the world’s central bank? If Facebook launch a cryptocurrency, will US government shut it down?

cryptocurrency 372

cryptocurrency Regulation US Case Study 372

Abrigo

JULY 21, 2021

Participate in learning opportunities as often as possible to stay informed about emerging trends, red flags, and case studies. BSA Rules and Regulation. BSA Rules and Regulation. BSA Rules and Regulation. Continuing education is vital to our profession and resources for learning are numerous. Learn more.

Training 195

Training National Strategy Regulation 195

PYMNTS

SEPTEMBER 9, 2019

The Florida Attorney General Ashley Moody said the antitrust probes into Facebook don’t have any common case studies to draw from in deciding how to move forward, according to a report by CNBC. Regulators could even force the company to let go of profitable businesses like YouTube. “I

District of Columbia 103

District of Columbia Florida Mississippi Case Study 103

PYMNTS

DECEMBER 19, 2018

”) With the directive, customer due diligence became more stringent, and the threshold of having to do it was no longer $10,000: In certain cases, Gaddy said, it was lower than that. In that case, universal beneficial ownership (UBO) and mutual beneficial ownership (MBO) come into play.

Company 173

Company Fintech Case Study Regulation 173

BankInovation

AUGUST 2, 2022

Ryan Christiansen, senior vice president of data access at Mastercard’s Finicity, has joined the speaker faculty of Bank Automation Summit Fall 2022 to discuss “Case Studies on Automation and Innovation Initiatives from across the Financial Institution” on Tuesday, Sept. 20, at 9:45 a.m.

Case Study 52

Case Study Data Study Innovation 52

FluentBanking

APRIL 18, 2020

It is important to know thoroughly about the syllabus and regulations of any course before enrolling in that. The examinees will also be asked to answer case study based/practice oriented questions. Question setting pattern The question setting patterns will be both narrative as well as practice oriented based on case studies.

Regulation 52

Regulation Case Study Security Management 52

Abrigo

JANUARY 17, 2023

Loan Review and regulators love this as well. Download case study. No more file/share renaming the documents to the appropriate customer, etc. Again, your data folks will enjoy this security feature as well. Documents on a digital loan origination platform are in one place, with one copy. Automated workflows. Whitepaper.

Lending 195

Lending System Customer Experience Case Study 195

Abrigo

JUNE 23, 2020

They will also provide you with resources (blogs, case studies, webinars, white papers, etc.) BSA Rules and Regulation. BSA Rules and Regulation. BSA Rules and Regulation. Your account executive (AE) will help explain new products and services that compliment your current set-up and risk profile. from time-to-time.

Software 195

Software Community Fraud Resources 195

PYMNTS

MARCH 28, 2019

“We are delighted to be working with Imperial on the next edition of the index, and believe that this data and associated case studies provide truly valuable information and reflect Citi’s approach to collaborate with academia, policy makers and regulators to advance the financial infrastructure around the world to be compatible with today’s increasingly (..)

Report 158

Report Case Study Study Policies 158

PYMNTS

MAY 23, 2019

In the case of regulators, that means better protections for customers who are participating in the global sharing economy. In Europe, parliament recently approved a regulation for more consumer protections, one that seeks to prevent unfair trading practices within the region. About the Playbook.

Case Study 157

Case Study Innovation Regulation Millennials 157

PYMNTS

JUNE 19, 2018

The time for “wait and see” is running out when it comes to new European privacy regulations. Soon enough, the financial and consumer impacts of the General Data Protection Regulation (GDPR) will become clear enough that companies that took a laggard’s approach may start to feel significant pain.

Regulation 101

Regulation eBook social media Case Study 101

Insights on Business

FEBRUARY 23, 2019

This paradigm shift is not only changing the landscape of the market—with fintech consolidation and new partnerships that would have seemed like odd bedfellows a mere 36 months ago—but it is changing organizational design, hiring and training philosophies, and even the role regulators see themselves playing.

Innovation 125

Innovation New York City Training Case Study 125

Abrigo

JUNE 8, 2021

The civil monetary penalties and reputational risk are strong reasons why financial institutions need to employ seasoned sanctions officers and automated scanning solutions. One recent case study garnered worldwide attention in the compliance industry, with lessons learned on what NOT to do in a sanctions program. First Penalty.

Compliance 195

Compliance Software Case Study Payments 195

Insights on Business

FEBRUARY 14, 2019

Massive volumes of regulations are being developed across global financial market segments. Next-generation GRC solutions offer the potential to ensure compliance with evolving regulations through transformative business capabilities. ” In a case study presentation titled, “Managing IT Risk with IBM OpenPages with Watson 8.0

Compliance 125

Compliance Risk Management Case Study Meeting 125

PYMNTS

MARCH 10, 2020

For an important BNPL case study, we look to Australia, where Sydney-based market leader Afterpay has made such a splash that it’s changing the economy (sort of). And while it started out as a way to get those $125 sneakers, BNPL is branching out into luxury (and even cars) as the concept seeks its own level.

Case Study 135

Case Study Retail Millennials Branding 135

PYMNTS

FEBRUARY 28, 2019

With more than 5 million worldwide listings, Airbnb has to stay up to date with local, state and national digital security regulations as it operates in over 191 countries, according to Logan Vander Linden, payments partnerships lead for Airbnb, in a recent PYMNTS interview. To read the Case Study, download the Playbook.

Payments 183

Payments User Experience Training Case Study 183

PYMNTS

SEPTEMBER 19, 2019

The Brexit saga is a case study in uncertainty ever since then-British Prime Minister David Cameron stepped down June 24, 2016, the day after the referendum vote unexpectedly ruled in favor of leaving the European Union. The last few weeks, although eventful, have not been particularly clarifying. With Brexit’s Oct.

Case Study 181

Case Study Lending Regulation Study 181

PYMNTS

JULY 27, 2017

In a press release detailing the effort, the retailer said the meeting included a bipartisan conversation about the current challenges and opportunities in the American manufacturing sector as well as case studies of successful collaboration among different players. “As sourcing and manufacturing , in the press release.

Policies 111

Policies Case Study United States Boston 111

CFPB Monitor

AUGUST 11, 2020

In May 2019, the FTC held a forum , “Strictly Business,” that explored small business lending practices, regulations, and policies. The forum consisted of three panels: (1) Overview of the Small Business Financing Marketplace, (2) Case Study on Merchant Cash Advances, and (3) Consumer Protection Risks and the Path Ahead.

Case Study 78

Case Study Study Policies Lending 78

Jeff For Banks

MARCH 5, 2021

Another challenge is imposed by the very government that tries to assist LMI households: regulation. The operating cost is largely attributable to the distribution through the branch network and regulation. Since a bank can't cut regulation, they trim their branch network to lower those costs. There are benefits to scale.

Regulation 78

Regulation Indiana Charlotte Community Bank 78

BankBazaar

NOVEMBER 22, 2021

IPO involves complex regulatory filings and months of negotiations with underwriters and regulators. Harvard Law School Forum did a case study on Spotify’s direct listing about Corporate Governance and Financial Regulation.

Case Study 122

Case Study Study Company Regulation 122

PYMNTS

AUGUST 3, 2020

Instacart offers a compelling case study, as it has come to dominate the third-party grocery delivery market over the course of the pandemic partly because it brought online ordering to brick-and-mortar supermarkets that previously had limited capabilities. as W-2 employees.

Payments 211

Payments Taxes Case Study Examples 211

Filene

JANUARY 8, 2018

The author then presents a case study on how a number of different credit unions manage their regulatory responsibilities. And what emerging technology is available to help credit unions better manage these responsibilities? This paper introduces the fintech category of regtech , and the role and promise it holds for credit unions.

Innovation 47

Innovation Case Study Study Policies 47

Insights on Business

MAY 16, 2019

New regulations impacting employee compensation and incentives include the Federal Reserve Guidelines on Incentive Compensation and the Dodd–Frank Wall Street Reform and Consumer Protection Act. These regulations also require banks to govern, monitor, audit, and report on their incentive plans with a higher level of detail than ever before.

Management 143

Management Study Case Study Regulation 143

PYMNTS

JULY 15, 2020

Someday, Onda CEO and Co-founder Noah Gray will have a great case study to write. The regulations surrounding alcohol sales are complicated and strict. Or even a spin on the old “what I did for my summer vacation” essay. They all loved tequila. Their favorite drink was tequila and soda. The pivot sounds easy, but it wasn’t.

Los Angeles 204

Los Angeles New York social media Retail 204

PYMNTS

JUNE 15, 2018

While SEC leaders have publicly labeled bitcoin as a commodity, this is the first clear statement by the financial watchdog on how they plan to regulate ether,” CNBC reported. The price of ether hit $520.88 after his comments, made at the Yahoo All Markets Summit: Crypto conference in San Francisco.

Bitcoin 100

Bitcoin cryptocurrency San Francisco New York 100

CFPB Monitor

AUGUST 24, 2016

Companies should incorporate the principles articulated during the workshop by federal regulators such as the FTC and the CFPB into the development of their own consumer disclosures, especially relating to e-commerce and mobile initiatives. Disclosures in specific industries designed to prevent deceptive claims.

Case Study 60

Case Study Study Policies Industry 60

Insights on Business

AUGUST 23, 2017

To avoid a repeat of similar economic downturns, regulators are taking a close look at excessive risk taking in the financial sector, requiring key players to provide transparency around employee compensation. Read the case study for more details about Zions Bancorporation.

Case Study 93

Case Study US Compliance Management 93

Chris Skinner

JUNE 8, 2017

That’s not a very healthy or competitive marketplace and Nick was discussing this with the regulators three years ago and just asked the question: what’s to stop a new clearing bank being created?

Branding 206

Branding Meeting System Regulation 206

CFPB Monitor

MAY 13, 2019

On Wednesday, May 8, the Federal Trade Commission hosted a special forum exploring small business lending practices, regulations, and policies. In his opening remarks, Commissioner Chopra noted “[t]he FTC is the sole federal regulator and enforcer in the non-bank small business financing marketplace.”

Case Study 68

Case Study Policies Lending Capital 68

Chris Skinner

FEBRUARY 22, 2017

Governments want banks to be big and regulated, because governments can then access the data the bank is keeping about their clients. I heard a rumour the other day. The rumour goes something like: are you not surprised that banks grow into big beasts, as it’s government supported?

America 262

America Data Analysis Course 262

Alex Jimenez

AUGUST 28, 2018

Driven by rapid urbanization, strong demand from millennials and favorable regulations, the global fintech industry is at an inflection point and set to drive major digital transformation in the financial services industry. . North America Consumer Bank Case Study. Source: Citi Fintech Study 2015. PwC Fintech Report.

Fintech 40

Fintech Case Study Study Millennials 40

BankUnderground

JUNE 25, 2020

Broadly, the Bank of England receives two main types of quantitative data from regulated firms. Second, and separately, regulators also have access to more granular data on specific types of financial agreements and transactions. The UK is a leading hub for data centres (eg see case study on p.15 15 of this report ).

Data 113

Data Big Data Regulation Risk Management 113

PYMNTS

JUNE 15, 2018

The discrepancy in standards and regulation across the BRI introduces a number of challenges, such as the absence of a unified communications framework and compliance issues,” SWIFT said. Ripple, for its part, said that the money-transmitting firm did not do a “proper case study” with XTC.

blockchain 100

blockchain Case Study United States cryptocurrency 100