Abrigo
APRIL 27, 2020
The Exam Manual was originally intended to provide instructions to examiners when assessing the adequacy of a financial institution’s BSA/AML compliance program when it was first published in 2005. The online version of the Exam Manual is being updated as of this writing. The April 2020 updates are just updates, not revisions.
Perficient
AUGUST 26, 2022
With the move to electronic trading and increased trade volume, FINRA has been considering ways to provide more timely and detailed data to the marketplace and regulators. In place since 2005, a 15-minute outer limit reporting timeframe currently applies to transactions in: Corporate bonds. Current Time Requirements.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
PYMNTS
AUGUST 8, 2019
What was the color of the car you owned in 2005? And that is why they probably knew more about the color of your car back in 2005, or whenever, than you would know now. The move toward new forms of ID verification comes as regulators and politicians increase their focus on data security in the wake of Equifax and other breaches.
PYMNTS
AUGUST 14, 2017
There seems to be an awful lot of piling on these days on the big online platforms. The regulators in Europe piled a $2.7 I wrote a whole piece about this several weeks back, where I did a bit of my own piling onto the EU for the reality-challenged arguments behind the fine and its new regulations of Google. Then there’s Amazon.
PYMNTS
MARCH 4, 2019
The bank reportedly handled 700 million euros or $790 million in transactions that were questionable from 2005 to 2017. Nordea, according to the report, had no immediate comment when the allegations were reported by Yle in an online story and ran in Danish newspaper Berlingske, which is part of the media group investigating money laundering.
PYMNTS
SEPTEMBER 25, 2019
Social media has become a cornerstone of everyday life over the last few decades, with 72 percent of Americans using social media today, a dramatic increase from the mere 5 percent that Pew Research Center first tracked in 2005. CUs also need to be cognizant of the strict regulations regarding social media communications.
PYMNTS
JULY 2, 2018
From a Supreme Court decision with possible implications for small online merchants, to SMBs’ preparations for U.S. Surveys gauging the sentiment of the small business owner about shifting rules and regulations – both in the U.S. Small businesses have been inundated with a regulatory storm this past week. Fifteen U.S.
Expert insights. Personalized for you.
195 
Let's personalize your content