Abrigo

MARCH 11, 2022

Expert insights on 10 regulatory topics that NBFIs should consider this year Review this list of what regulators are looking for in 2022 to help your NBFI pass exams with flying colors. Takeaway 3 NBFIs should review common deficiencies in AML programs that regulators are citing and fix issues before their next audit or exam.

Regulation 195

Regulation cryptocurrency Policies Management 195

Abrigo

MAY 18, 2023

How to evaluate loan review processes based on their scope and depth A closer look at loan review can help your institution determine what steps to take to please regulators and streamline processes. You might also like this webinar, "Return to basics: Asking the right credit risk questions."

Lending 195

Lending Training Guidelines Policies 195

Abrigo

NOVEMBER 15, 2019

Regulators consider an effective loan review system vital for financial institutions’ efforts to meet safety and soundness standards. A strong loan review function is especially important for helping financial institutions be nimble, he explained during the recent webinar “ Best Practices for Credit Analysts.”

System 150

System Lending Compliance Risk Management 150

BankInovation

JUNE 2, 2021

Financial institutions face innumerable risks related to compliance issues and information security, as well as fraud and cybersecurity breaches. While banks look to automation to improve transaction monitoring, they must remain ever mindful to adapt technology to current market needs.

Security 98

Security Compliance Analytics Lending 98

Abrigo

FEBRUARY 16, 2024

You might also like these on-demand webinars tackling common credit risk questions. In a recent Abrigo webinar , Kent Kirby challenged credit officers to pick out five exceptions to stick to for one year—this can help them pinpoint the right exceptions for their unique institution and streamline their processes.

Training 195

Training Risk Management Analysis Policies 195

Abrigo

DECEMBER 22, 2023

Smaller banks can be encouraged by these numbers, and S&P Market Intelligence predicts a return to relative construction industry normalcy in 2023. Regulators stress the importance of accurate and timely risk ratings, especially during economic uncertainty. Read the buyer's guide to lending solutions.

Lending 221

Lending Risk Management Community Management 221

Abrigo

FEBRUARY 25, 2022

You might also like this webinar on BSA/AML regulatory hot topics. Takeaway 3 Keep an eye on updates to changing markets, including cannabis and antiquit ies trading . As regulators get up to speed with new FFIEC Exam Manual updates, you may need to remind them that not all groups of customers present the same risk.

Regulation 195

Regulation Policies Compliance Washington 195

Abrigo

APRIL 21, 2023

You might also like this webinar, "Return to basics: Asking the right credit risk questions." Regulators have highlighted the importance of credit risk review to provide ongoing feedback on lending processes and support accurate estimates for the allowance for credit losses (ACL) or the allowance for loan and lease losses (ALLL).

Lending 195

Lending Risk Management Software System 195

Abrigo

OCTOBER 14, 2022

Takeaway 3 Utilize regulatory guidance to understand regulators' expectations, which are likely to include consistent stress testing. In a recent Abrigo webinar, four experts weighed in to pinpoint the following areas for focus and improvement in 2023. So how can banks help customers keep up in uncertain markets?

Risk Management 195

Risk Management Management Policies Lending 195

FICO

NOVEMBER 23, 2021

As households continuing to grapple with finances, lenders that offer the right combinations of digital-first customer support will experience the benefits, including improved repayments, debt resolution, longer-term customer loyalty and greater market share. Marketing Mindset. For marketing, it’s a lost sale. Opposites Attract.

Marketing 59

Marketing Strategy Maine Compliance 59

Abrigo

AUGUST 8, 2021

Independent Loan Review Systems in Banking Banking regulators have outlined expectations for effective, independent loan review and credit risk review. . The change reflects regulators’ expectations that financial institutions will develop loan review or credit review systems tailored to their specific risks and circumstances.

System 195

System Lending Policies Regulation 195

Abrigo

AUGUST 1, 2022

Takeaway 2 Even small banks or credit unions not regulated by the Federal Reserve are required to address control risks from models. As financial regulators have noted , this oversight is important because of the "possible adverse consequences (including financial loss) of decisions based on models that are incorrect or misused.”

Risk Management 195

Risk Management Management Regulation Analysis 195

Abrigo

FEBRUARY 9, 2024

You might also like this on-demand webinar, "AML/CFT hot topics for 2024: What to expect for financial crime." real estate market alone. Real estate money laundering poses a significant threat to the integrity of financial systems and the stability of property markets. Here is what you need to know.

Training 195

Training Fraud Trends Report 195

Social Assurance

OCTOBER 29, 2021

Social Assurance’s Marketing and Compliance Report provides an analysis of the financial services industry and explores trends for the upcoming year. Growing Utilization of Marketing and Compliance Tools and Technology. The pandemic helped shake up some long-held traditional forms of banking and marketing.

Compliance 15

Compliance Survey Marketing social media 15

CFPB Monitor

AUGUST 6, 2018

On July 26, 2018, the Federal Reserve Board (“ FRB “) announced the launch of the “Consumer Compliance Supervision Bulletin” (the “ Bulletin “) and simultaneously published its first issue. With this in mind, the July 2018 Bulletin focuses on a wide-range of consumer protection issues, including: Redlining.

Compliance 68

Compliance Risk Management Lending Training 68

Abrigo

JANUARY 17, 2024

You might like this upcoming webinar, " Unveiling human trafficking: Perspectives, realities, and strategies." Look into wires to and from foreign countries more skeptically,” said Terri Luttrell, Director of Compliance and Engagement at Abrigo. “A Know the red flags to watch for. and worldwide.

Training 259

Training Community Software Texas 259

Abrigo

MAY 20, 2022

Last April, the FDIC released an Interagency Statement titled Model Risk Management (MRM) for Bank Models and Systems Supporting BSA/AML Compliance. Sensitivity to Market Risk: The bank’s position relative to inherent market risks. What regulators look for in top-down guidance. Watch Webinar. Evaluating Leadership.

Risk Management 195

Risk Management Management FDIC Meeting 195

Abrigo

MAY 24, 2023

This lack of access to financial services hinders these businesses’ abilities to gain a market foothold and contributes to the flourishing of an unregulated, underground marketplace. The SAFE Banking Act also promotes the safety of millions of consumers who patronize state-legal cannabis markets.

Lending 195

Lending Fraud Operations Ohio 195

Abrigo

APRIL 26, 2022

You might also like this webinar, "Russian Sanctions: Impact, Implications, and Best Practices." In 2004, the infamous Riggs Bank (Riggs) case brought political corruption to the top of compliance officers’ lists of reasons not to sleep at night. The $25 million assessment was the largest imposed by regulators at that time.

Training 195

Training Regulation System National 195

Celent Banking

MARCH 30, 2016

Last week, I participated in a Finextra webinar on the topic of “Connected Credit and Compliance for Lending Growth” with panelists from ING, Vertus Partners, Misys and Credits Vision. Cost of compliance. Changing client expectations. Competition from new entrants.

Lending 100

Lending Compliance Training Capital 100

Abrigo

JUNE 5, 2023

You might also like this webinar: "Identifying emerging CRE credit risk red flags" WATCH Takeaway 1 Financial institutions face increased scrutiny over their risk management following recent bank failures. Regulators review them to assess safety and soundness. Core deposits should be assessed not only by deposit type (e.g.,

Report 195

Report Risk Management Capital Data 195

Abrigo

MARCH 7, 2022

Experts weigh in on regulatory hot topics for 2022 Review these 10 insights into what regulators are looking for in 2022 to help your financial institution pass exams with flying colors. Takeaway 1 Regulators have increased their focus on BSA in the first quarter of 2022, and the crisis in Ukraine will put OFAC in the spotlight.

cryptocurrency 195

cryptocurrency Regulation Fraud Policies 195

Abrigo

NOVEMBER 9, 2020

Prudential regulators have made it clear that while they will adjust supervisory strategies as appropriate to emerging risks of the pandemic, examiner scrutiny will continue assessing basic principles that ensure the safety and soundness of financial institutions. Find out about upcoming free lending/credit webinars. stay informed.

System 195

System Lending Software Risk Management 195

Abrigo

FEBRUARY 23, 2023

You might also like this on-demand webinar: "Problem loans: Identifying warning signs and management options" WATCH Takeaway 1 Executive leaders of small community financial institutions face complex issues, including declining deposits. Check out our 1071 compliance resources. The result? Talk to a specialist to learn more.

Community Bank 195

Community Bank Kansas City Community Lending 195

Insights on Business

MARCH 7, 2019

In a business environment defined by sustained market volatility and ever-increasing regulations, companies need the ability to integrate enterprise-wide risk management processes and multiple regulations. For more information about the IBM RegTalk Webinar series, please visit: ibm.biz/RegTalk.

User Experience 93

User Experience Risk Management Compliance Regulation 93

Abrigo

AUGUST 18, 2020

These schemes are marketed as “get rich quick” ploys, usually targeted at the unemployed. If financial institutions can focus on these five things as they maintain their compliance, they will come out of this pandemic stronger and ready to serve their customers and members better. BSA Rules and Regulation. Card Fraud.

Fraud 195

Fraud Trends Compliance Technology 195

Abrigo

JANUARY 1, 2016

It also includes a provision for the GAO to study the regulations on an annual basis. Those interviewed cited an increase in compliance burdens , which includes “increases in staff, training and time allocation for regulatory compliance and updates to compliance systems.”

Community Bank 150

Community Bank Community Compliance Training 150

CFPB Monitor

OCTOBER 30, 2014

Although based in Supervision, Bo also had opportunities during his tenure with the CFPB to work on matters for the CFPB’s Office of Enforcement and Research, Markets, and Regulations (RMR) Division. ” A link to register is available here.

Compliance 88

Compliance Resources Policies Course 88

Abrigo

DECEMBER 16, 2019

Regulators, investors, and other stakeholders will be watching and listening for updates on the impacts of the accounting change. During the webinar, Felicity Ours, CPA, CRC, of Summit Financial Group (NASDAQ: SMMF), a $2.2 I don’t have any SEC clients at this point who have the calculation tied up with a bow,” King said.

West Virginia 195

West Virginia Virginia Data Community 195

Abrigo

AUGUST 18, 2020

These schemes are marketed as “get rich quick” ploys, usually targeted at the unemployed. If financial institutions can focus on these five things as they maintain their compliance, they will come out of this pandemic stronger and ready to serve their customers and members better. BSA Rules and Regulation. Asset/Liability.

Fraud 195

Fraud Lending Trends Compliance 195

CFPB Monitor

NOVEMBER 7, 2016

ET, Ballard Spahr attorneys will hold a webinar, “The CFPB’s Fall 2016 Supervisory Highlights: Looking Beyond the Headlines.” Regulation E. On December 2, 2016, from 12 p.m. ” A link to register is available here. million to more than 225,000 consumers. ” Collection calls; third party communications. .”

Lending 83

Lending Report Regulation Policies 83

PYMNTS

JANUARY 22, 2018

Expense management technology is now a saturated market, particularly for the small business space – which is notoriously difficult to serve, because they are too small for large, enterprise-grade solutions, but too large for consumer-specialized tools. “Some observers will define the market as $10 million in the top line to $1 billion.

Management 116

Management Compliance Taxes Marketing 116

Perficient

OCTOBER 2, 2020

Recently, IDC Research Director Gary Chen and Perficient’s Victor Wolters, Enterprise Strategist, presented a webinar that discussed application modernization, containers, and the value of Red Hat OpenShift on AWS. Webinar Transcript. The business is able to innovate, get into new markets, and expand into new geographies.

Software 332

Software Technology Tools Groups 332

Insights on Business

DECEMBER 19, 2018

FINRA and other regulators have informed firms of their expectation to adopt practices of “heightened supervision” to isolate high-risk brokers and activities, including those who have previously committed financial crimes. Heightened supervision expands the aperture. Getting a better perspective with holistic surveillance.

Regulation 111

Regulation Innovation Compliance Risk Management 111

PYMNTS

APRIL 30, 2018

The deadlines for compliance with new European data regulations are right around the corner, and the impact of these changes won’t be limited to the European Union. The General Data Protection Regulation (GDPR) goes into effect on May 25 of this year. According to Ethoca, neither should preparations for the shift.

Fraud 138

Fraud Regulation Data Compliance 138

Abrigo

SEPTEMBER 7, 2023

You might also like this on-demand webinar, "Identifying emerging CRE risks." What are the credit trends in our portfolio and market? Reports below show the trending weighted average interest rates on products, within markets (such as state, MSA, etc.), help financial institutions adapt quickly to trends. and by loan officer.

Report 195

Report Lending Trends Data 195

Abrigo

FEBRUARY 24, 2022

Takeaway 1 Interest rate risk for financial institutions is the risk that earnings and market value may decline as market interest rates change. . Defining interest rate risk A loose definition of interest rate risk is the risk that an institution’s earnings and market value may decline as market interest rates change. .

Management 195

Management Analysis Strategy Policies 195