PYMNTS

APRIL 6, 2016

The pair charged — Ross McLellan and Edward Pennings — face a five-count indictment, touching on conspiring to commit securities fraud and wire fraud and also two counts apiece of securities and wire fraud. Then, according to the indictment, the duo hid the trades from both the clients and the compliance staff within the bank.

Fraud 100

Fraud Massachusetts Boston Security 100

PYMNTS

JANUARY 19, 2017

Attorney William Weinreb in Boston said in a statement, according to Reuters. Securities and Exchange Commission. State Street agreed to improve compliance at the firm and keep a corporate monitor as part of the deal. Under the terms of the settlement, State Street agreed to pay $32.3 million and an equal amount to the U.S.

Boston 100

Boston Compliance Security Management 100

PYMNTS

FEBRUARY 18, 2019

trillion a year, reported Mansion Global, citing data from Accuity, a global risk and compliance company. Money laundering through real estate is about $1.6 Patrick Hinchin, vice president of commercial strategy at Accuity, said in the report that money laundering through real estate is becoming more common in Australia, America and the U.K.

Las Vegas 182

Las Vegas San Antonio San Diego Fort Worth 182

Payments Source

MAY 22, 2017

are facing claims by Universal Secure Registry, a small Boston-area company, that their mobile-payment partnership infringes four of its patents. and Visa Inc.

Apple 60

Apple Boston Mobile Security 60

PYMNTS

NOVEMBER 5, 2019

As Boston-based Flywire’s President and COO, Orgel will oversee its global payment network, business operations, finance, legal, compliance, and corporate strategy and development. While there, Orgel was most recently involved in the launch of the new Apple Card. Flywire announced his appointment Tuesday (Nov.

Apple 152

Apple Leadership Customer Experience Boston 152

PYMNTS

JANUARY 13, 2020

trillion gap in available trade finance, non-bank players have flooded the market to address the demand — and introduce efficiencies to an area of finance that has historically been bogged down by paper, manual processes and burdensome compliance requirements. However, the trade finance arena is not without its controversies and concerns.

Regulation 140

Regulation Tools Strategy Compliance 140

Abrigo

AUGUST 6, 2019

At the recent NYU Law Program on Corporate Compliance and Enforcement , FinCEN Director Kenneth A. Blanco discussed the organization’s active approach toward addressing the top financial threats to our financial system, our national security, and our communities and families. The 12 major U.S.

System 264

System Las Vegas San Antonio San Diego 264

Celent Banking

OCTOBER 5, 2016

Its seriousness brought into stark relief by the $81mm Bangladeshi incident (something my cab driver in Boston asked about on the way to the airport!), Cyber was a focus throughout the conference. PSD 2 is often thought of in a retail banking context, but its implications will carry over to the corporate side as well.

Boston 200

Boston Conference Course Strategy 200

PYMNTS

JUNE 10, 2016

It’s not called the Passport app; it’s called the Boston app, so allowing the businesses to push their own brand has been a big deal in the past three years. Keeping it all secure. Powers noted that one thing that is clearly important to customers, cities and parkers alike, is security. Getting users involved.

Mobile 100

Mobile Payments Training Wisconsin 100

PYMNTS

APRIL 16, 2018

That putting what is now the inevitable regulatory screws to social media platforms will impose unwieldly compliance costs on every player, making it harder for new players to emerge and scale, and thereby strengthening Facebook’s position. Why has the weather been so crappy for the Boston Marathon for the last 10 years?

Google 121

Google Data social media Branding 121

Independent Banker

SEPTEMBER 30, 2021

Building trust in your institution has a lot to do with technology, from implementing strong data security practices to humanizing your online customer interactions. Penetration testing, or pen testing for short, has become a staple of bank IT security programs because hacking threats are constantly evolving. Elizabeth Judd.

Community 139

Community Community Bank social media Security 139

PYMNTS

DECEMBER 26, 2018

The financial industry has paid $321 billion in fines just through the end of last year, as estimated by Boston Consulting Group. Next-Generation Compliance and AML Solution. In the compliance industry, for example, a smart agent is associated with each customer, merchant, terminal, etc. Legacy AML Approaches Are Ineffective.

Compliance 191

Compliance System eBook Examples 191

Independent Banker

JULY 31, 2022

During the pandemic, the Fed bought up massive numbers of mortgage-backed securities, with banks enjoying unprecedented sales levels and gain on sales margins. The days of people coming in to cash their Social Security checks—those are pretty much gone. Staying profitable and secure by warding off IT risk. Strengthen controls.

Strategy 135

Strategy Community Bank Louisville Community 135

PYMNTS

JUNE 11, 2018

As banking services and products digitize, that means institutions have more data to handle – much, much more – impacting everything from compliance to customer relations. One technology startup, Devo, secured $25 million for its products and services in this market. Maintaining real-time visibility into your security is key.”

Data 100

Data Management Analytics Compliance 100

Fintech Labs Insights

AUGUST 8, 2016

HQ: Boston, Massachusetts. Compliance Science. Compliance platform for financial institutions. Tags: Institutions, security, authentication, voice biometrics, payments, mobile. Total raised: $3.25 Source: Crunchbase. Latest round: $2.9 Total raised: $11.2 HQ: New York City. Source: FT Partners. Latest round: $1.2

Company 12

Company Fintech New York City blockchain 12

Fintech Labs Insights

OCTOBER 19, 2015

Secure messaging for financial services. HQ: Boston, Massecheusetts. Bitcoin compliance solutions. Tags: Enterprise, IDology (investor), security, risk management, payments, Finovate alum. HQ: Atlanta, Georgia. Latest round: $135 million at $1 billion valuation. Total raised: $600 million. Source: Finovate. Scorechain.

New York City 12

New York City Company Fintech New York 12

William Mills

MAY 11, 2016

It’s all done through the smartphone, with bank-level security. Chip card reader for when customers are shopping online to improve security. Customers can store all of their online profiles in one secure location to improve user experience. Adds in Social security. This is obviously a hot new area of security tech.

Video 40

Video Mobile social media Analytics 40

Fintech Labs Insights

JANUARY 18, 2016

Blockchain technology for securities. HQ: Boston, Massachusetts. Tags: Enterprise, investing, trading, risk management, security, compliance. Latest round: $7 million Debt. Total raised: Unknown. HQ: Surrey, British Columbia, Canada. Source: Crunchbase. Latest round: $7 million. Total raised: $7 million.

Company 12

Company New York City Fintech San Francisco 12

William Mills

MAY 9, 2018

HQ: Boston, MA. Our Actionable Intelligence Management solutions help banks and mortgage companies streamline and automate manual processes, seize new business opportunities and manage compliance, all while transforming the customer experience. Covered Security , coveredsecurity.com @CoveredSecurity. Website: projectfinance.io.

Security 40

Security Samsung Strategy San Jose 40

CB Insights

OCTOBER 26, 2020

Goldman Sachs began working to automate its own IPO process after it found that around half of the 127 IPO steps it identified could be done by computers — for example, making calls to compliance, making calls to legal, delivering price updates to clients, preparing the company’s audited financials, and so on. Source: Stash. First name.

Management 78

Management Capital Company Marketing 78

CB Insights

DECEMBER 11, 2017

Boston-based Cybereason is close to reaching Unicorn status. Shape Security. $ RISK & REGULATORY COMPLIANCE. RISK & REGULATORY COMPLIANCE. RISK & REGULATORY COMPLIANCE. RISK & REGULATORY COMPLIANCE. PHYSICAL SECURITY. Accel Partners-backed CrowdStrike reached a $1B valuation in Q’17.

Industry 78

Industry Capital Compliance Analytics 78

CB Insights

JULY 23, 2020

Beyond the office: cybersecurity and at-home network security. Biometrics — which measure a person’s physical characteristics, such as fingerprints or voice patterns — are often more secure than other authentication options, more convenient for customers, and more cost-effective for businesses. Bathrooms: autonomous cleaning solutions.

Meeting 101

Meeting Tools Survey Company 101

Fintech Labs Insights

JULY 17, 2015

Regulatory compliance solutions for new account opening. Source: Boston Business Journal. Tags: Underwriting, risk management, compliance, investing, enterprise, B2B. In total, 20 companies raised $294 million, all in equity (as far as we know). Here are the fundings from July 11 through July 17 in order of magnitude: Fenergo.

Fintech 12

Fintech Company San Diego Los Angeles 12

Fintech Labs Insights

OCTOBER 2, 2016

Having originally launched its dev platform in 2010, Mastercard this week announced an expansion of its platform that provides third-party developers single location access to more than 25 updated APIs in categories like payments, data, security, and financial inclusion. Samsung Pay celebrates its first anniversary in the U.S.

Fintech 12

Fintech Case Study Boston blockchain 12

PYMNTS

DECEMBER 7, 2018

Cross River, which did not disclose its valuation, said it will use the funding to invest in its compliance infrastructure and expand staff levels as it continues to collaborate with FinTech startups, allowing them to gain access to Cross River’s client base without needing to secure their own banking license.

Analytics 176

Analytics Data Capital Software 176

Fintech Labs Insights

AUGUST 1, 2016

HQ: Boston, Massachusetts. Tags: Consumer, blockchain, financial inclusion, unbanked, underbanked, banking, security, identity. Source: Crunchbase , Finovate. Goji (formerly Consumers United). Consumer insurance portal. Latest round: $19 million. Total raised: $89 million. Source: FT Partners. D3 Banking. Banking platform.

Company 12

Company Fintech New York City Lending 12

PYMNTS

JANUARY 7, 2019

Payments are and will be embedded in each of these experiences, enabled by an intermediary that will authenticate the user or the user’s device and enable secure, private and interoperable commerce experiences. The Ted Williams Tunnel in Boston, by contrast, gets me far less excited, even though I use it a lot.

Mobile 205

Mobile Innovation Apple Study 205

Fintech Labs Insights

AUGUST 23, 2016

HQ: Boston, Massachusetts. Tags: Institutions, developers, storage, IT, security, compliance, HSBC (investor). Source: Finovate. Quantopian. Platform for building and testing trading algorithms. Latest round: $2 million. Total raised: $23.7 Source: FT Partners , Finovate. Small business debit and current account.

Company 12

Company Los Angeles Fintech Fort Worth 12