PYMNTS

JANUARY 30, 2019

The New York Department of Financial Services (DFS) announced it has fined Standard Chartered $40 million for attempting to rig transactions in foreign exchange (FX) markets between 2007 and 2013. The DFS’ investigation discovered that traders used emails, phone calls and personal meetings to try to rig transactions.

New York 128

New York Compliance Risk Management Meeting 128

Perficient

AUGUST 16, 2023

Lessons To Be Learned While Heartland Tri-State Bank of Elkhart is, by far, the smallest to fail in the past year, with the next closest in size being Signature Bank in New York (Signature failed on March 12 th , 2023 with $110 billion of assets and $88.6 billion in deposits), the failure still poses lessons for bank executives.

United States 221

United States Kansas FDIC Risk Management 221

Perficient

MAY 27, 2022

As the center of the American financial landscape, it is probably not surprising that New York was the first state to implement regulations specifically designed to cover cryptocurrency activity. For instance, Coinbase can only offer about half the coins available on its platform to New York customers. State Regulations.

cryptocurrency 332

cryptocurrency Regulation Management Bitcoin 332

Abrigo

JUNE 5, 2023

Banking reports to inform risk management and strategy These reports on capital, growth, and liquidity help financial institutions spot warning signs. They help manage and shape strategy in volatile economic and industry conditions.

Report 195

Report Risk Management Capital Data 195

FICO

JANUARY 8, 2020

Specifically: Cybersecurity risk awareness is on another expansion wave, as a best-practice component of third-party risk management (TPRM). At long last, fraud and compliance infrastructures are starting to converge. Fraud and Compliance Infrastructures Converge. Use of AI and ML in Compliance Will Expand.

Compliance 52

Compliance Fraud New York City Analytics 52

Insights on Business

JULY 18, 2018

When IBM acquired OpenPages in 2010, it was widely recognized as a pioneer and market leader in governance, risk and compliance software. Since the acquisition in 2010, IBM has continued to drive innovation and leadership in risk and compliance and industry leaders have taken note. IBM RegTech Innovations.

Risk Management 70

Risk Management Compliance New York City Innovation 70

Insights on Business

MARCH 5, 2019

Cyber security is no longer just a problem for the IT department, it is a business risk that affects your entire organization. . New York City. 5:30 – 6:00 pm Keynote: Integrating Cybersecurity & Operational Risk to Meeting Regulatory Compliance. IBM Client Center. 590 Madison Avenue.

New York City 70

New York City Cyber Security New York Risk Management 70

American Banker

NOVEMBER 3, 2021

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New York 83

New York Regulation Risk Management Compliance 83

PYMNTS

MAY 26, 2017

If we try to pursue business innovation within the bank, we have to ask around for permission from people in risk management, compliance and others. The executive noted Mizuho will limit its share of the venture, which hasn’t been named yet, to under 15 percent. “If It takes forever,” said the executive.

Fintech 100

Fintech blockchain New York Risk Management 100

South State Correspondent

JANUARY 4, 2023

Moving all customers to digital statements, restructuring compliance reviews and employee onboarding are just some of the more popular efforts that banks are undertaking in 2023. Charlotte, Houston, Phoenix, New York, Austin, Denver, Orlando, Miami, and Nashville, many banks have not adjusted pricing or their credit appetite.

Community Bank 195

Community Bank Capital Training Lending 195

Independent Banker

SEPTEMBER 25, 2014

Saving money by conducting inside risk management and compliance reviews. As a group, community banks spend substantial funds hiring outside consultants to help with various management functions, and a substantial share of dollars are spent to help oversee their risk management and compliance activities.

Community Bank 70

Community Bank Compliance Risk Management Community 70

American Banker

JULY 19, 2023

The Buffalo, New York, bank said that share repurchases are off the table, even though the amount of incremental capital it's required to hold has declined from last year. Executives pointed to forthcoming revisions to risk-based capital rules, which are expected to hit midsize banks like M&T.

Capital 53

Capital New York Risk Management Compliance 53

CFPB Monitor

AUGUST 22, 2016

Retail Bank, Citibank, New York, NY. Arjan Schutte, Founder and Managing Partner, Core Innovation Capital, Los Angeles, CA. Lisa Servon, Professor, The New School, New York University, New York, NY. Harrigan, Chief Risk Officer and General Counsel, Service Credit Union, Portsmouth, NH.

San Antonio 60

San Antonio Kansas City Groups CA 60

FICO

JUNE 1, 2023

AI that is biased, unexplainable and/or producing incorrect or inconsistent results can result in regulatory and compliance concerns for any financial institution unlucky enough to use it. The dangers with unexplainable AI don’t need to go as far as Skynet , WOPR , or VIKI to be problematic. TJ holds a B.S. in computer science and a M.S.

Training 59

Training Fraud Customer Experience South Carolina 59

Insights on Business

JUNE 18, 2018

Innovators and industry leaders across the marketplace will discuss the impact of technologies like artificial intelligence and machine learning and how they are being used to give security firms new insights from risk management to compliance.

Conference 70

Conference Fintech blockchain Compliance 70

ABA Community Banking

FEBRUARY 12, 2020

The New York-based institution provides correspondent banking services for 140 banks in 20 countries, primarily in South Asia and East Asia. billion in assets, HAB Bank isn't big -- but it's a community bank with global reach. Saleem Iqbal discusses how HAB Bank competes in this global marketplace.

Community Bank 76

Community Bank Community New York Risk Management 76

Jack Henry

JULY 2, 2014

The stakes of this game are rising, however, because of increased sophistication of cyber-attacks, regulatory scrutiny around how banks are managing IT environments, and the growing number of governing entities with their fingers in the compliance pie.

Cyber Security 102

Cyber Security Compliance Security FDIC 102

CFPB Monitor

OCTOBER 11, 2018

The summit speakers included Grovetta Gardineer, the Senior Deputy Comptroller for Compliance and Community Affairs at the OCC. Comments made by attendees indicated that there is substantial interest in the SPNB charter but a reluctance to be the first applicant due to concerns about litigation risk and regulatory requirements.

Policies 60

Policies Lending Data Online 60

Independent Banker

JUNE 30, 2022

But as they always do, they came through for individuals and businesses in their communities with a combination of personalized service and prudent risk management practices. New Canaan. Israel Discount Bank of New York. By Ed Avis. Methodology. It is available to consumers in all 50 states. Bank of Holland.

Community Bank 172

Community Bank Community National Philadelphia 172

CFPB Monitor

SEPTEMBER 21, 2015

Joshua Zinner, Co-Director, New Economy Project, New York, N.Y. New Community Bank Advisory Council members are: Jonathan T. Allen, Chief Compliance Officer, Bank of American Fork, American Fork, Utah. DeBery, Senior Vice President, Internal Audit and Risk Management, Bath Savings Institution, Bath, Maine.

Groups 60

Groups Los Angeles San Francisco Community Bank 60

Celent Banking

APRIL 18, 2016

Last week many of us at Celent were in New York attending our Innovation and Insight Day on April 13th. Cash Management and Trade Finance. Security, Fraud, and Risk Management. It is Celent's flagship event during which we announce Model Bank and Model Insurer winners and celebrate their achievements.

US 100

US Case Study Risk Management America 100

CFPB Monitor

MAY 3, 2021

Separately, eight attorneys general representing seven states and the District of Columbia have filed an action in federal district court in the Southern District of New York seeking to set aside the rule.

North Carolina 60

North Carolina Lending National District of Columbia 60

FICO

JULY 1, 2022

A lot has changed since the last pre-pandemic FICO World conference, held in November 2019 in New York City. Check out my post “ The Role of Data in Managing Fraud and Financial Crime Today ,” a recap of one of my FICO World breakout sessions.). Ulisses Okamoto , Fraud Risk Management Superintendent at Itaú Unibanco (Brazil).

Fraud 52

Fraud Trends South Carolina Risk Management 52

Celent Banking

NOVEMBER 11, 2015

New York State Department of Financial Services (NYDSF) is one step closer to releasing cyber security regulations aided by the largest security hacking breach in history, against JP Morgan Chase.

Cyber Security 100

Cyber Security Regulation Security New York 100

Fintech Labs Insights

MARCH 8, 2017

FinDEVr New York will be here in just two short weeks! Envestnet | Yodlee Launches Suite of Risk Reporting Tools. Check out these previews from upcoming FinDEVr New York presentations: ChartIQ. OutsideIQ teams up with Genpact to bring better risk management, KYC, and AML compliance solutions to banks.

Miami 15

Miami New York Dallas blockchain 15

Independent Banker

DECEMBER 31, 2021

will continue its mission to fund microloans to new small businesses in New York City’s low-income neighborhoods, says president and CEO Carlos P. In this environment, many community banks are looking for alternative methods of making money, including starting new businesses under their holding companies.

Community Bank 144

Community Bank Community Lending Louisiana 144

Fintech Labs Insights

DECEMBER 2, 2016

And this week we learned that one of these new competencies, AWS Financial Services, features a more than a handful of Finovate/FinDEVr alums. The program is used by AWS to designate specific industry expertise or “competency” among its network partners.

Risk Management 12

Risk Management Compliance New York System 12

Gonzobanker

DECEMBER 17, 2021

CAP COM and SEFCU in New York come to together to create an $8 billion cooperative organization. Simultaneously the bank invested in Paladin Fraud, Trabian Technology, and Chartwell Compliance to provide compliance and risk management solutions in the complex and connected web of fintech partnerships.

Fintech 147

Fintech Strategy Leadership Lending 147

Fintech Labs Insights

JUNE 18, 2015

HQ: New York City. HQ: Brooklyn, New York. Compliance & risk-management technology. Tags: Risk management, security, regulation, compliance. Year-to-date, $7.7 billion has been invested in the sector. Marketplace lender for small businesses. Total raised: $120.8 PolicyGenius.

San Francisco 12

San Francisco Company Fintech Albuquerque 12

Fintech Labs Insights

MAY 7, 2015

Real estate risk management (aka Solidifi & iv3CUS). HQ: New York City. HQ: New York City. Business analytics and risk management for banks. Tags: Enterprise, BI, risk management, compliance. Source: Crunchbase. Real Matters. HQ: Markham, Ontario, Canada.

San Francisco 12

San Francisco New York City Company Fintech 12

Fintech Labs Insights

JULY 23, 2015

HQ: Troy, New York. Fortress Risk Management. Enterprise risk management services for financial institutions. Using the blockchain for managing records. Risk & compliance management for financial institutions. HQ: New York City. Argos Risk. LiftForward.

Company 12

Company Connecticut Fintech Austin 12

Fintech Labs Insights

MARCH 1, 2016

HQ: New York City. HQ: New York City. HQ: New York City. HQ: New York City. Tags: Enterprise, risk management, trading, investing, compliance. Source: Crunchbase. Blockchain-based rewards platform. Latest round: $1.5 million Seed. Total raised: $1.5 Source: Crunchbase.

New York City 12

New York City Company Fintech San Francisco 12

Fintech Labs Insights

JANUARY 7, 2016

Social media financial compliance specialist Gremln raised $1.4 If you add the $6 billion in new capital raised in the IPOs of Worldpay, Square and First Data, the 2015 total is a nice even $25 billion. HQ: New York City. Social media management & compliance for financial institutions . million Seed.

St. Louis 12

St. Louis social media Company Fintech 12

Fintech Labs Insights

OCTOBER 19, 2016

Alloy for its software solutions that help financial services companies conduct KYC/AML, risk management, and maintain continuous compliance. IBM for its implementation of the Hyperledger Project and blockchain-as-a-service strategy. Favorite Startup Company.

New York 12

New York Risk Management Conference Apple 12

Fintech Labs Insights

OCTOBER 19, 2015

HQ: New York City. Expense management solutions for small businesses. HQ: New York City. Bitcoin compliance solutions. Using the blockchain for managing records. HQ: New York City. HQ: New York City, Hong Kong. Latest round: $15 million. Total raised: $15 million.

New York City 12

New York City Company Fintech New York 12

Fintech Labs Insights

DECEMBER 30, 2015

Vendor management for financial services companies. HQ: New York City. Escrow & renter deposit management. HQ: New York City. Tags: Enterprise, risk management, compliance, operations. Latest round: $4 million. Total raised: $6.3 HQ: Elizabethtown, Kentucky. Source: Crunchbase.

Company 12

Company New York City Fintech Kentucky 12

Fintech Labs Insights

JANUARY 18, 2016

HQ: Brooklyn, New York. Derivative risk management. HQ: New York City. HQ: New York City. Multi-family lending management. HQ: New York City. Tags: Enterprise, investing, trading, risk management, security, compliance. Source: FT Partners.

Company 12

Company New York City Fintech San Francisco 12