MerhantsBanks

JULY 12, 2020

Meet the I Believe Leadership Series Class of 2020-2021. Ericka Austad, Credit Administration Representative, Winona Rachel Bartelson, Audit Compliance Specialist, Winona Karley Brink, Personal Banker, St.

Leadership 76

Leadership Compliance Meeting Management 76

Abrigo

DECEMBER 5, 2023

AML Compliance Ten qualities of a successful BSA officer Hiring a Bank Secrecy Act (BSA) Officer for a financial institution involves looking for a unique experience level and skillset that ensures compliance with the BSA and related regulations. This includes training staff on BSA/AML policies and fostering a culture of compliance.

Training 221

Training Compliance Regulation Software 221

Perficient

DECEMBER 21, 2023

Regulators to Bank Boards: “Debt is Good” Crucial Update: Extension of the Comment Period Since Perficient’s Risk and Regulatory Compliance Center of Excellence (CoE) analyzed this decision in September, a significant development has occurred. Learn More: U.S.

DC 221

DC FDIC Washington Compliance 221

Perficient

SEPTEMBER 16, 2022

The letter highlighted mandatory compliance with the following federal regulations: The Bank Holding Company Act. Compliance risk (including, but not limited to, compliance with. Check out additional Perficient thought leadership on regulatory compliance here. The Home Owners’ Loan Act. The Federal Reserve Act.

Compliance 275

Compliance Risk Management System Regulation 275

CFPB Monitor

JANUARY 28, 2019

Last Friday, the CFPB announced several changes in senior leadership. Fiene has more than 31 years of experience in regulating financial services companies, including 27 years dedicated to supervising and examining compliance with federal consumer financial laws and regulations. Fiene joined the CFPB in 2011.

Leadership 60

Leadership Boston Policies Regional 60

Abrigo

AUGUST 7, 2023

Assessing and preparing for staffing needs AML and fraud compliance is an essential obligation for financial institutions. Safeguarding the integrity and effectiveness of a financial institution’s anti-money laundering (AML) program is paramount to ensuring regulatory compliance and detecting illicit activity. We have your back.

Training 195

Training Fraud Leadership Resources 195

CFPB Monitor

FEBRUARY 8, 2021

The webinar looked at the changes that the CFPB is likely to undergo under the leadership of Messrs. Mr. Cordray expects Mr. Uejio to put the CFPB on a path that is more in line with the agency’s vision for carrying out its mission that prevailed under Mr. Cordray’s leadership.

Leadership 78

Leadership Lending Groups Policies 78

CFPB Monitor

OCTOBER 11, 2018

In this week’s podcast, Ballard Spahr partners Alan Kaplinsky and Chris Willis examine how the CFPB has changed under the leadership of Acting Director Mick Mulvaney and their expectations for future developments.

Leadership 68

Leadership Lending Compliance Operations 68

ABA Community Banking

JUNE 13, 2023

The latest episode of the ABA Banking Journal Podcast features the winners of ABA's Distinguished Service Awards for Risk and Compliance. The post Podcast: Perspectives from two bank risk and compliance leaders appeared first on ABA Banking Journal.

Compliance 52

Compliance Risk Management Training Leadership 52

Perficient

DECEMBER 28, 2023

We specialize in not only thought leadership but also practical experience helping regional banks and credit unions seeking to understand and rectify potential “junk fees” in their fee structures.

Compliance 221

Compliance Regional Industry Leadership 221

Perficient

DECEMBER 29, 2023

LEARN MORE: Regulatory Risk & Compliance in Financial Services Despite this decline, the FDIC projects that the reserve ratio is likely to reach the statutory minimum of 1.35 Increased loss provisions, including those for the bank failures, combined with robust insured deposit growth, resulted in the reserve ratio from 1.25

FDIC 221

FDIC Leadership Compliance US 221

Perficient

MARCH 1, 2021

Red Hat will now be able to provide a Kubernetes-based solution with security leadership throughout the lifecycle. Compliance. I think this acquisition is especially important because it solidifies Red Hat OpenShift as the true leader across all Kubernetes-based implementations. About StackRox. Vulnerability management. Risk profiling.

Security 433

Security Leadership Community Google 433

Perficient

NOVEMBER 11, 2020

TREND 8: Successfully making the transition to offering greater price transparency will not only put healthcare organizations in compliance, but help satisfy patient demand, increasing patient engagement and even point-of-service payments. Explore our thought leadership and connect with us to learn more today. Health Leaders Media.

Trends 618

Trends Strategy Digital Strategies Leadership 618

CFPB Monitor

JANUARY 26, 2015

Mishkin Last Friday, the CFPB announced the following additions to its senior leadership team: Leandra English will serve as the CFPB’s Deputy Chief Operating Officer. English helped to launch the CFPB, working in a number of senior leadership roles including deputy chief of staff. CFPB General CFPB leadership'

Leadership 60

Leadership Capital Regional Compliance 60

PYMNTS

DECEMBER 27, 2017

Our research shows that the same inclusive leadership behaviors that leverage diversity to drive innovation and market growth can enable managers to support individuals with disabilities. But teaching managers to display inclusive leadership behaviors is just the first step. And they are more likely to have their ideas endorsed.

Compliance 100

Compliance Leadership Training Innovation 100

Abrigo

JUNE 2, 2021

Does it address a “culture of compliance”? Culture of compliance. FinCEN issued an advisory in 2014 highlighting the importance of a strong culture of compliance for senior management, leadership, and owners within financial institutions. This includes compliance from top, to middle, to frontline leadership.

How To 195

How To Training Compliance Policies 195

MerhantsBanks

JULY 10, 2020

Meet the I Believe Leadership Series Class of 2018-2019.

Leadership 40

Leadership Compliance Meeting Marketing 40

Perficient

NOVEMBER 9, 2020

HIPAA compliance and industry leadership. The last point is critical as HIPAA compliance is key to creating a successful marketing automation campaign for your organization. Platforms like Marketo Engage , offer key benefits like: Seamless engagement across healthcare audiences. Personalized conversations for superior results.

Marketing Automation 525

Marketing Automation Marketing Resources System 525

PYMNTS

MAY 19, 2020

Robert Werner brings regulatory, financial crime compliance and enforcement experience from his work in the public and private sectors, Libra said. He also headed financial crime compliance for Merrill Lynch. Previously, Werner worked at the U.S. I look forward to meaningfully contributing to such an impactful project.”.

US 227

US Connecticut social media Compliance 227

PYMNTS

JUNE 15, 2020

Through his more than 30 years of experience in leadership roles in the banking and payments industries, Greg has demonstrated a track record of leading change, driving results and strengthening operational risk and compliance, and is well positioned to lead Green Dot Bank’s continued transformation,” Henry said, according to the release.

Leadership 167

Leadership Taxes Compliance Company 167

CFPB Monitor

AUGUST 20, 2019

Brown’s letter came a week after that Court entered an Order continuing the stay of the compliance date, which, as we previously discussed , was entered after the Bureau joined in a status report filed August 2, 2019, stating that the parties “are not requesting that the Court … lift the stay of the compliance date….”.

Compliance 87

Compliance Groups Ohio Texas 87

Abrigo

DECEMBER 30, 2019

Institutions must create a strong culture of compliance. Creating a Culture of Compliance. One of the more important takeaways from 2019 is that all institutions, regardless of size or risk profile, must have a strong culture of compliance, as directed by FinCEN’s advisory in 2014. Looking back to strengthen your BSA program.

Training 195

Training Compliance Leadership Fraud 195

Gonzobanker

JUNE 14, 2023

Cross River Bank recently found itself in hot water with the FDIC when the agency declared that the bank engaged in unsafe or unsound banking practices in relation to its compliance with fair lending laws and regulations, specifically the Equal Credit Opportunity Act and the Truth-in-Lending Act. But fear not, compliance-conscious compadres.

Compliance 109

Compliance FDIC Strategy Fintech 109

Abrigo

DECEMBER 8, 2021

Set board expectations The board plays an integral role in creating a culture of compliance. Provide a copy of the FinCEN Advisory during the training. Use OFAC FAQs Use Treasury OFAC FAQs to gather basic information, then discuss how your bank complies.

Training 195

Training Resources Video Compliance 195

Perficient

FEBRUARY 12, 2021

This blog explores how leadership can help kick off their commitment from the new hire’s onboarding stages. The key is not to assume that everything will fall in place, instead a formal process that will meet HR compliance and consistency, while offering employee satisfaction and commitment.

Conference 340

Conference Video Branding Meeting 340

PYMNTS

AUGUST 23, 2019

Emma Waddell will join the company as vice president of financial services compliance, while Joe Rodriguez will serve as lead counsel of financial services, per news from the retailer. “As Waddell will provide support and guidance to financial services compliance leaders across all of the company’s operating markets, including Walmart U.S.,

South Carolina 148

South Carolina Compliance New Jersey Leadership 148

PYMNTS

AUGUST 23, 2017

Carnell added, “There are now very positive signs that the Big Four banks are demonstrating industry leadership in embracing best practice.”. It came into effect last November, and it has taken my office and ASIC until now to take them to where they are pretty close to complying with a law that has been in effect for eight months.”.

Compliance 108

Compliance Leadership Fraud Report 108

American Banker

APRIL 17, 2024

told American Banker that he sees a concrete path to chair the House Financial Services Committee that relies on his long experience in committee leadership and long political career. Frank Lucas, R-Okla.,

Leadership 48

Leadership Policies Compliance Regulation 48

CFPB Monitor

MAY 26, 2022

Under Director Chopra’s leadership, the CFPB has regularly been sounding alarms about the potential for discrimination arising from the use of so-called “black box” credit models that use algorithms or other artificial intelligence (AI) tools. The CFPB has previously acknowledged the potential consumer benefits of AI and other technologies.

Compliance 143

Compliance Regulation Leadership Technology 143

PYMNTS

FEBRUARY 21, 2020

Blanco, FinCEN director, said in the announcement, “I am thrilled to have Michael assume this central role on our leadership team.”. Mosier returns to FinCEN from Chainalysis, the digital currency analytics, investigations and compliance company, where he served as chief technical counsel.

Innovation 250

Innovation National United States Leadership 250

PYMNTS

APRIL 24, 2019

Javier’s track record of impressive leadership, coupled with his in-depth understanding of the company and its business, means that he is expertly positioned for this new role,” Shah continued. “I I thank the SWIFT board for its trust and feel privileged to lead SWIFT and serve its customers as CEO,” Pérez-Tasso said.

Leadership 169

Leadership Regional America Community 169

Gonzobanker

OCTOBER 26, 2021

Whatever the good intentions of these new mandates, any new compliance orders require resources, change management, and an understanding of the unintended risks that could arise. It must be what pours out from the culture, the leadership, the brand, and the operations of a modern banking institution.

Leadership 97

Leadership Compliance Strategy Branding 97

Chris Skinner

JUNE 21, 2017

This is part of the reason I challenge bank leadership teams. Bank leadership teams tend to be dominated by male baby boomers. They understand the nature of boom and bust, of risk and audit, of compliance and regulation. There is nothing wrong with this, except that they lack digital vision.

Millennials 248

Millennials Leadership Fintech Compliance 248

Insights on Business

OCTOBER 21, 2017

It’s now possible to leapfrog manual compliance processes and keep pace with regulatory change by employing advanced capabilities including cognitive computing. Promontory Financial Group, an IBM subsidiary that specializes in risk management and regulatory compliance, has trained Watson on regulatory content.

Compliance 105

Compliance Leadership Risk Management Georgia 105

Independent Banker

MAY 31, 2022

This advice led me to a new way of contemplating leadership. Create a culture of continuation like you would of compliance. Because someday in life, you will have been all of these.”. My journey to this position didn’t start with me knowing what to do; it took the wisdom of others to guide me. My Top Three.

Community 252

Community Community Bank Leadership US 252

Abrigo

FEBRUARY 10, 2023

Keep leadership informed on AML/CFT trends to ensure a strong culture of compliance at your financial institution. Keeping your board of directors and executive management informed on AML/CFT trends and their importance will help ensure that you have a strong culture of compliance that starts at the top.

Fraud 195

Fraud Training Regulation Compliance 195

American Banker

NOVEMBER 30, 2023

In November's roundup of top banking news: Citigroup approaches newest wave of job cuts and managerial shifts, Truist Financial nearly doubles most-senior executive leadership team, JPMorgan Chase faces regulatory inquiries and more.

Leadership 78

Leadership Compliance Regulation 78