American Banker

FEBRUARY 6, 2024

Treasury Secretary Janet Yellen repeatedly demurred when invited to expound on the Basel III capital proposal, but didn't hold back her criticisms of the Securities and Exchange Commission's safeguarding rule and its consequences for banks' custody businesses.

Capital 62

Capital Security Policies Compliance 62

PYMNTS

DECEMBER 22, 2020

Companies seeking to hold initial public offerings (IPOs) on the New York Stock Exchange (NYSE) no longer will be required to let investment banks buy and sell the first shares to hit the market, the Financial Times (FT) reported. Securities and Exchange Commission (SEC) Tuesday (Dec. 22), FT reported.

New York 285

New York Groups Innovation Marketing 285

PYMNTS

NOVEMBER 16, 2020

The risk of fraud continues to climb for organizations of all sizes as the latest data reveals third-quarter spikes in business email compromise and ransomware scams. This week's B2B Data Digest takes a look at the numbers behind those spikes, finding small businesses to be particularly at-risk.

Fraud 242

Fraud Security Data Cards 242

PYMNTS

NOVEMBER 25, 2020

The Federal Ministry of Finance in Nigeria is said to be in discussions with the securities watchdog in the country to create a new digital currency and blockchain structure, Cointelegraph reported. Digital assets are reportedly seen as commodities and ruled by securities law in the country following an order on the topic earlier in the fall.

Bitcoin 276

Bitcoin blockchain Groups Security 276

PYMNTS

JANUARY 31, 2021

Securities and Exchange Commission. Kelly is a strong female leader with diverse experience growing businesses and her support on our executive team will help drive the business forward,” Alba said in a statement. The company could be valued at as much as $2 billion, and an IPO could come as soon as Friday (Feb.

Retail 271

Retail Strategy Report US 271

PYMNTS

DECEMBER 28, 2020

One example is the Securities and Exchange Commission (SEC) lawsuit against Ripple for allegedly holding a $1.3 billion unregistered securities offering. The controversy is centered around whether Ripple is considered a security or a currency. In January, by contrast, it sat at just $7,200.

Regulation 250

Regulation Report Bitcoin cryptocurrency 250

PYMNTS

DECEMBER 17, 2020

Securities and Exchange Commission has come to a head — and the stock-trading platform has agreed to pay $65 million to settle claims that it did not do enough to inform customers about its business deals with high-speed trading companies. The investigation into Robinhood by the U.S. On Wednesday (Dec.

Massachusetts 185

Massachusetts Regulation Security Payments 185

PYMNTS

NOVEMBER 3, 2020

3) by Chinese regulators, according to a report from Business Insider , which quoted numbers from Bloomberg's Billionaire Index. The IPO attracted $3 trillion in bids and was going to be considered the biggest in history, planned to be listed both on the Shanghai and Hong Kong exchanges. 5) as originally planned. Ma also owns 4.2

Groups 160

Groups Regulation Meeting Lending 160

PYMNTS

JANUARY 21, 2021

In a big setback for Amazon , the Securities and Exchange Board of India has reportedly approved Reliance Retail ’s $3.4 Amazon had called on the Indian securities board in November to investigate Future over the issue of insider trading. However, the stock exchange put certain conditions on Reliance.

Retail 130

Retail Regulation Groups Security 130

PYMNTS

MAY 6, 2020

He said that small businesses with fewer than 25 employees accounted for 90 percent of the applications and the median loan requests were under $110,000. . The PPP loans were part of the government’s Coronavirus Aid, Relief, and Economic Security (CARES) Act. The banks are accused of playing favorites with PPP applications.

San Francisco 245

San Francisco California New York Security 245

PYMNTS

NOVEMBER 30, 2020

Securities and Exchange Commission (SEC) Chairman Jay Clayton , speaking on CNBC , said businesses need to be more aware of the threats posed to their companies from attacks. The targets spanned CEOs, vice presidents and directors, and included "the chief of a mid-sized American software company, the president of a U.S.

Fraud 290

Fraud Software Report Security 290

PYMNTS

SEPTEMBER 17, 2020

Securities and Exchange Commission ( SEC ) filed an “emergency action” against former NS8 Inc. As alleged in our complaint, Rogas falsely presented NS8 as a successful business by fabricating revenue figures and providing them to investors,” SEC Denver Regional Office Director Kurt L. 17) statement.

Nevada 253

Nevada Denver Fraud Security 253

PYMNTS

APRIL 2, 2020

CoinMarketCap, which is a source for digital currency prices and exchange trading volume, will be kept operating as an independent business entity. Securities and Exchange Commission (SEC) is lengthening its timeframe to approve or reject operations by a tZERO-affiliated security token exchange, per a release.

Bitcoin 141

Bitcoin Boston cryptocurrency Security 141

PYMNTS

DECEMBER 30, 2020

Securities and Exchange Commission filed a lawsuit against Ripple Labs and some of its executives, alleging the company illegally skirted laws by classifying its XRP cryptocurrency as a commodity rather than a security, a Missouri man has sued Coinbase over its role selling XRP. A week after the U.S.

Missouri 160

Missouri cryptocurrency Security Retail 160

PYMNTS

SEPTEMBER 27, 2020

The company filed a draft registration statement with the Securities and Exchange Commission (SEC) in order to do so. A separate PYMNTS report noted the widespread digital innovation happening in 2020 as businesses attempt to acclimate to the new pandemic economy. and Canada and also from Poshmark's 60 million members.

Branding 274

Branding Report Security Innovation 274

PYMNTS

AUGUST 5, 2020

billion and offered 150 million shares for $20 to $22 each, according to a filing with the Securities and Exchange Commission (SEC). If approved, Rocket would be listed on the New York Stock Exchange, under the ticker “RKT.”. Last month, Gilbert sought an IPO for $3.3 which is owned by Gilbert.

Cleveland 233

Cleveland Detroit New York Company 233

PYMNTS

NOVEMBER 13, 2020

Ozon’s business has gone on a roll during the pandemic, with revenues increasing 70 percent during the first nine months of 2020, the news service reported. Securities and Exchange Commission (SEC), which is vetting the company’s plans for an IPO. The next developments will hinge on the U.S.

Online 188

Online Retail Marketing Security 188

PYMNTS

SEPTEMBER 15, 2020

The Commodity Futures Trading Commission filed a complaint in a Texas U.S. Securities and Exchange Commission (SEC) filing. District Court against four people for allegedly “fraudulently soliciting funds” from individuals to attempt to wager on changes in the price of bitcoin, according to a press release.

Bitcoin 238

Bitcoin Texas blockchain Florida 238

American Banker

MARCH 27, 2024

A federal judge in New York ruled that the Securities and Exchange Commission can proceed with its lawsuit against the cryptocurrency-trading platform Coinbase, claiming the company failed to register as a securities business.

New York 41

New York cryptocurrency Security Company 41

PYMNTS

JANUARY 8, 2021

One of Robinhood’s selling points to customers was that trading was ‘commission-free,’ but due in large part to its unusually high payment for order flow rates, Robinhood customers’ orders were executed at prices that were inferior to other brokers’ prices,” the statement added. Robinhood may go public as early as this quarter.

Massachusetts 363

Massachusetts Fintech Millennials Retail 363

PYMNTS

DECEMBER 23, 2020

News came this week that the United States Securities and Exchange Commission has filed suit against Ripple over its XRP cryptocurrency. billion unregistered securities offering, and named CEO Brad Garlinghouse and Co-Founder Chris Larsen in the suit. The SEC has charged that Ripple held a $1.3

cryptocurrency 234

cryptocurrency Security Bitcoin Regulation 234

PYMNTS

OCTOBER 15, 2020

It will function as a “gathering place” for those interested in digital currencies or those who start businesses in addition to researchers, expats and digital nomads. It will function as a “gathering place” for those interested in digital currencies or those who start businesses in addition to researchers, expats and digital nomads.

National 299

National Bitcoin blockchain cryptocurrency 299

PYMNTS

NOVEMBER 2, 2020

Securities and Exchange Commission (SEC) Chairman Jay Clayton said corporate America needs to be more proactive about cybersecurity, warning that the threat of cyberattacks will continue, CNBC reported. Speaking on CNBC's “Power Lunch,” Clayton said cybersecurity risks compounded on the pandemic and the U.S.

Company 211

Company Security Resources America 211

PYMNTS

SEPTEMBER 9, 2020

has acknowledged the European Commission (EC) has opened an investigation into the company’s eWallet rules. The fees could result in higher costs for small businesses. Visa is cooperating with the EC,” Visa wrote in the filing. But Visa changed its rules for certain digital wallets, called “staged” digital wallets.

Google 223

Google Survey Report Retail 223

Abrigo

JANUARY 4, 2023

Of that group of users, the Federal Trade Commission (FTC) reports that since the beginning of 2021 through the first quarter of 2022, more than 46,000 people have reported losing over $1 billion in crypto scams. "The The comments come just weeks after the spectacular collapse of crypto exchange FTX. DOWNLOAD WHITEPAPER.

social media 195

social media Fraud cryptocurrency Trends 195

PYMNTS

JULY 26, 2020

The Securities Commission Malaysia (SC) is planning to expand regulations to encompass digital asset wallet providers, adding to its frameworks that currently address Digital Asset Exchanges (DAX) and Initial Exchange Offering (IEO), the SC announced Thursday (July 23). Meanwhile, in the court case United States v.

Bitcoin 161

Bitcoin Regulation United States Operations 161

PYMNTS

MAY 13, 2020

two bitcoin exchanges — as banking clients in its corporate and investment bank last month, Bloomberg reported, citing an unnamed source. The two exchanges work with digital currencies, including ether, litecoin and bitcoin. In other news, JPMorgan Chase & Co. brought on Gemini Trust Co. and Coinbase Inc. —

Bitcoin 153

Bitcoin blockchain United States Conference 153

PYMNTS

DECEMBER 1, 2019

Nasdaq and the New York Stock Exchange (NYSE), the two major stock exchanges in the U.S., The Financial Times reported last week that Nasdaq and the NYSE are considering allowing businesses to directly list on their exchanges. Securities and Exchange Commission (SEC) last Tuesday (Nov.

New York 150

New York Report Security Marketing 150

PYMNTS

DECEMBER 2, 2020

The Shanghai Stock Exchange delayed Ant Group’s attempt at a record record-setting IPO after controlling shareholder Jack Ma’s clash with Chinese regulators. The Shanghai Stock Exchange delayed Ant Group’s attempt at a record record-setting IPO after controlling shareholder Jack Ma’s clash with Chinese regulators.

Groups 179

Groups Report Regulation Fintech 179

PYMNTS

SEPTEMBER 3, 2020

While the nation’s hospitality sector has been devastated by the outbreak, it especially took a toll on New York City as Broadway shows were put on hold to prevent the spread of the virus, tourists stayed home and business travel was replaced with virtual teleconferencing. In a filing with New York’s State Department of Labor Monday (Aug.

New York City 345

New York City New York California Report 345

PYMNTS

DECEMBER 10, 2020

Consumers want more than a transactional relationship with the companies they do business with," Petco Chief Digital and Innovation Officer Darren MacDonald said in a Thursday (Dec. Same-day delivery will be handled by DoorDash’s white-label fulfillment platform DoorDash Drive, which gives businesses the ability to offer direct delivery.

Tools 279

Tools Retail Training Online 279

PYMNTS

JANUARY 28, 2021

Squarespace announced that it had applied for a confidential registration to go public with the Securities and Exchanges Commission (SEC), a release says. The brief press release doesn't constitute an offer to sell and doesn't mean there's any offer to buy securities on the table. Squarespace was valued at $1.7

social media 160

social media Branding Security Online 160

PYMNTS

NOVEMBER 13, 2020

Securities and Exchange Commission ( SEC ) on Friday (Nov. However, the agency claims the data was artificially bolstered by accounts and services that were not utilized, needed or authorized, according to the Commission’s complaint. Stumpf agreed to settle the charges by paying a $2.5

Fraud 230

Fraud California Community Bank Security 230

PYMNTS

OCTOBER 4, 2020

a special purpose acquisition company or SPAC , with the Securities and Exchange Commission (SEC). Michael served as chief business officer at the San Francisco-based ridesharing giant where he led the merger of Uber with Didi Chuxing Technology , a Beijing ridesharing company, according to the report.

Google 257

Google San Francisco Capital Millennials 257

PYMNTS

DECEMBER 23, 2020

21) following months of debate will assist financial institutions by relaxing an important small-business lending initiative’s regulations, providing deferred loan payment accounting relief and bolstering the financial position of borrowers, Reuters reported. SEC Files Lawsuit Against Ripple Over Unregistered Securities.

blockchain 210

blockchain San Francisco cryptocurrency Security 210

PYMNTS

APRIL 29, 2019

Securities and Exchange Commission has appointed members to its newly-formed Small Business Capital Formation Advisory Committee as it works to support small business access to capital. It succeeds the Advisory Committee on Small and Emerging Companies, which ceded operation in 2017.

Capital 108

Capital Lending Regulation Report 108

PYMNTS

OCTOBER 8, 2020

Affirm has announced a filing for an initial public offering (IPO), according to a press release , and the company has submitted a draft to the Securities and Exchange Commission (SEC). The number of shares that will be offered and the price range have not been determined, the release stated. It was valued at $2.9

Trends 251

Trends Online Groups Company 251