ABA Community Banking

DECEMBER 4, 2019

As one of the country's generation of young bank CEOs, and one whose professional background is in risk management and regulatory compliance, Clayton Legear shares his unique outlook in the latest episode of the ABA Banking Journal Podcast.

Risk Management 95

Risk Management Management Compliance Leadership 95

Insights on Business

JULY 20, 2018

Since the acquisition in 2010, IBM has continued to drive innovation and leadership in risk and compliance and industry leaders have taken note. On July 16, Gartner published the 2018 Magic Quadrant for Integrated Risk Management and IBM was once again positioned in the leader’s quadrant for its OpenPages solution.

Risk Management 96

Risk Management Management Compliance New York City 96

Insights on Business

OCTOBER 11, 2018

IBM OpenPages is again in the Leader’s quadrant of the new 2018 Gartner Magic Quadrant for Integrated Risk Management (IRM). In May 2018, IBM proudly accepted two distinguished RegTech Awards – for “Best AI Solution for Regulatory Compliance” and “Best Regulatory Alert Management Solution”. Wheeler, Jie Zhang, Earl Perkins.

Risk Management 70

Risk Management Management Compliance Innovation 70

Perficient

DECEMBER 1, 2023

Immediately following the Silicon Valley Bank (SVB) failure, Perficient’s Financial Services Risk Management and Regulatory Capabilities Center of Excellence (CoE) swiftly analyzed publicly available documents, providing readers with a comprehensive breakdown of the bank’s failure.

FDIC 221

FDIC Risk Management Regulation Leadership 221

Bobsguide

MAY 18, 2022

CompatibL, a leading provider of risk management solutions and professional services for the financial industry, has been named the winner of the Best Risk Management Platform Award in the sixth annual FinTech Breakthrough Awards program for its innovative CompatibL Cloud Platform. About CompatibL Risk Cloud.

Fintech 147

Fintech Risk Management Analytics Software 147

Bobsguide

JULY 21, 2022

LONDON, 14 July 2022 – TS Imagine , a global leader in trading, portfolio, and risk management solutions for capital markets, announces the appointment of three new board members to support the firm’s rapid growth. • New appointments bring significant expertise from across the financial services industry to TS Imagine’s rapid growth.

Leadership 88

Leadership New Jersey America Capital 88

Accenture

JUNE 14, 2016

In my first post on integrated cyber risk management, we looked at financial firms bringing together leadership and capabilities across fraud, IT, cyber security and operational risk, both to improve enterprise risk management and to build cyber resilience. Read more.

Cyber Security 150

Cyber Security Risk Management Leadership Fraud 150

Perficient

SEPTEMBER 16, 2022

The Federal Reserve will require a firm, prior to engaging in crypto-asset-related activities, to have in place adequate systems, risk management, and controls so the new activities are practiced in a safe and sound manner that is compliant with applicable consumer protection statutes and regulations. Financial risk.

Compliance 275

Compliance Risk Management System Regulation 275

PYMNTS

APRIL 10, 2019

The State of Risk Oversight: An Overview of Enterprise Risk Management Practices ,” a new report released by the American Institute of CPAs ( AICPA ) and North Carolina State University’s Enterprise Risk Management ( ERM ) Initiative), surprisingly only mentions cyber risk a handful of times.

North Carolina 136

North Carolina Risk Management Leadership Survey 136

PYMNTS

FEBRUARY 10, 2020

PSCU has appointed Denise Stevens as senior vice president and chief product officer, while Scott Young will head the product delivery leadership team as vice president of innovation, PSCU announced today (Feb. Stevens will oversee product delivery and management, as well as its innovation teams. Young will report to Stevens. “We

Innovation 210

Innovation Leadership Washington Cards 210

Abrigo

AUGUST 5, 2019

“I don’t think there’s any more important topic at this time in our recovery in the economy and the state of community financial institution management,” said Dave Koch, Managing Director of Advisory Services at Abrigo on the topic of core deposits. Deposits are a thing that we have coveted for a while and became quite easy.

Management 150

Management Study Strategy Trends 150

PYMNTS

MAY 27, 2020

“Chris will be a great addition to the executive team, not only because of the deep payments expertise he brings, but also for his passion for people and excellent leadership,” Kelly said in the announcement. “I I look forward to welcoming Chris into our Visa family.

Strategy 131

Strategy Leadership United States Washington 131

American Banker

OCTOBER 7, 2020

The company's mistaken payment to Revlon creditors and other lapses are said to have contributed to Citi's recent leadership shake-up. On Wednesday, the OCC and Fed ordered the company to fix its risk management problems.

Risk Management 74

Risk Management Leadership Management Company 74

Abrigo

SEPTEMBER 20, 2023

FinCEN said this was done with little to no risk management program. The credit union was not reviewing 314(a) requests, not conducting independent testing, and could not provide regulators with a meaningful risk assessment. The revenue generated from this relationship made up over 90% of the credit union's annual income.

Compliance 150

Compliance Regulation Miami Fraud 150

PYMNTS

MAY 5, 2020

David Olsson will serve as global managing director of European and Asian markets, while Wittney Rachlin will serve as chief growth officer. Olsson will be tasked with expanding the institutional services of BlockFi, supervising sales strategy, business development and risk management throughout Asian and European markets.

Bitcoin 167

Bitcoin blockchain Leadership Risk Management 167

Abrigo

DECEMBER 5, 2023

Financial services experience: Practical experience in the banking or financial sector, especially in compliance, risk management, or auditing roles, is invaluable for a BSA Officer. BSA Officers must be able to identify risks and potential compliance issues to ensure a robust AML compliance program.

Training 221

Training Compliance Regulation Software 221

Gonzobanker

JULY 8, 2022

However, in order to address this leadership mandate, CIOs must break through the tactical mindset and focus that consumes most hours of their day. Simply taking orders, fulfilling requests, managing outages, and measuring service levels—important responsibilities for sure—will not position the CIO nor the financial institution for success.

Resources 146

Resources Leadership Technology Management 146

Abrigo

NOVEMBER 18, 2016

In a survey of community banks and credit unions at the 2016 Sageworks Risk Management Summit, 42 percent of respondents said Commercial Real Estate, or CRE, lending was their primary focus for loan portfolio growth. Learn more about the Sageworks Credit Risk Management Solution. This reflects a larger industry trend.

Community Bank 150

Community Bank Handbook Lending Risk Management 150

PYMNTS

JUNE 4, 2019

Biz2Credit, the online lending platform that helps banks and other financial institutions manage small and medium-sized business (SMB) lending processes, announced Tuesday (June 4) that it raised $52 million in venture funding. In a press release , Biz2Credit said the Series B funding round was led by WestBridge Capital.

Lending 122

Lending Risk Management Analytics Leadership 122

PYMNTS

FEBRUARY 13, 2019

Martina maintained the highest standard of leadership, strategic thinking, and financial stewardship in her years as CFO ,” said Banga in the press release. We have always been deliberate in the way in which we develop leaders as part of our succession program,” said Banga in the press release announcing the management changes.

Risk Management 128

Risk Management Virginia New York Leadership 128

Cisco

OCTOBER 4, 2022

In this booklet the FFIEC discusses the principles and practices for IT and operations, as well as processes for addressing risk respective to IT systems. It also spells out management oversight of IT systems, to include governance, and provides principles for auditors to address. Common AIO Risk Management Topics.

Operations 118

Operations Software Risk Management Management 118

Cisco

AUGUST 9, 2022

financial institutions, the FFIEC released new guidance and a Cybersecurity Assessment Tool for institutions to self assess their risks and determine their cybersecurity maturity. This was revised in 2017, and this consistent framework is intended to be able to help leadership and the board assess their preparedness and risk over time.

Tools 114

Tools Leadership Handbook Security 114

PYMNTS

MAY 15, 2019

In the hearing, Otting said he doesn’t like how the bank is progressing toward fixing its risk management and leadership problems, which have led to a number of issues for the bank, including customer abuse scandals in its mortgage and auto lending business.

Risk Management 122

Risk Management Leadership Lending Management 122

CFPB Monitor

AUGUST 5, 2021

To further its ongoing diversity, equity, and inclusion (DEI) efforts, the New York State Department of Financial Services (DFS) announced an initiative to collect and publish diversity data on the demographic makeup of NY-regulated financial institution’s boards and senior management teams.

Data 78

Data New York Leadership Industry 78

PYMNTS

MARCH 13, 2019

Corporate spend management technology company Coupa has released its fourth quarter earnings performance and full year for FY2019, pointing to Q4 as “the strongest quarter yet in our company’s history,” according to Chief Executive Officer Rob Bernshteyn. Total revenues were pegged at $74.9

Leadership 116

Leadership Risk Management Management Company 116

Insights on Business

OCTOBER 21, 2017

Promontory Financial Group, an IBM subsidiary that specializes in risk management and regulatory compliance, has trained Watson on regulatory content. The solutions provide functionality to detect, respond, investigate, discover and report on these risks.

Compliance 105

Compliance Leadership Risk Management Georgia 105

PYMNTS

JULY 27, 2020

What a journey in the last year – leadership teams and operations in Ireland, the U.S., Australia and Singapore … rolling out Revolut’s banking operations in Europe … strengthening risk management and compliance … multiple new product launches … $580m in new equity … and customer base up around 2.5x!

United States 140

United States Leadership Risk Management California 140

Bobsguide

JUNE 13, 2022

Murex , the global leader in trading, risk management and processing solutions for capital markets, is thrilled its integrating MX.3 Helou, Murex managing partner and co-founder. Robin Amlôt, managing editor of IBS Intelligence, noted: “Once again, we offer our congratulations to Murex! PARIS, 13 June 2022?—?Murex

Capital 78

Capital Leadership Risk Management Regional 78

American Banker

MARCH 1, 2024

The embattled Long Island-based lender beefed up its risk leadership, but Fitch cut its rating to "junk" status. New York Community Bancorp faced new questions Friday after a flurry of disclosures led to a steep sell-off in its stock.

New York 72

New York Leadership Community Risk Management 72

PYMNTS

AUGUST 30, 2018

“Our global ambitions will not be up for debate under my leadership,” he said. Rather, he said the FI hopes to reinforce its position in the market, seeking not only to stunt recent years of poor performance, but to reverse the trend and obtain a leadership role in the European banking segment.

Leadership 100

Leadership Risk Management Conference Report 100

Bobsguide

SEPTEMBER 22, 2022

NEW YORK, September 20, 2022 – TS Imagine , a global leader in trading, portfolio, and risk management solutions for capital markets, today announced three executive leadership hires to support the firm’s rapid growth. Spencer brings extensive market structure and fixed income trading experience to TS Imagine.

New York 97

New York Capital Leadership Software 97

PYMNTS

DECEMBER 10, 2018

Wells Fargo won’t be allowed to grow until it hardens its risk management policies to make sure there are no more abuses of customers, according to a report by Reuters. trillion, until it put new limits on the powers of senior managers. Jerome Powell, chairman of the Federal Reserve, wrote a letter to U.S.

Leadership 123

Leadership Risk Management Policies Regulation 123

PYMNTS

APRIL 24, 2018

commercial risk management market,” explained Scott Spencer, SVP and GM for U.S. Results from our analyses have demonstrated up to a 19 percent lift in the predictability of risk versus other blended scores, and up to a 33 percent increase in scoreable businesses over non-blended scores.

Leadership 101

Leadership Data Risk Management Operations 101

Bobsguide

JULY 21, 2022

LONDON, 11 July 2022 – TS Imagine , a global leader in trading, portfolio, and risk management solutions for capital markets, today announced strong growth during the first half of 2022, a year after TradingScreen and Imagine Software merged to become TS Imagine. About TS Imagine.

New York 87

New York Software Capital Leadership 87

American Banker

FEBRUARY 7, 2024

The regional bank announced a leadership shakeup on Wednesday, capping a tumultuous week in which shareholders became spooked about its exposure to the commercial real estate sector.

New York 57

New York Leadership Community Regional 57

Abrigo

AUGUST 26, 2016

Does senior leadership do a good job of communicating its top priorities? Sageworks Senior Risk Management Consultant Rob Ashbaugh said many financial institutions are focusing on portfolio growth in order to offset the profit-pinching effects of low interest rates and thin margins.

Survey 150

Survey Risk Management Leadership Strategy 150

Insights on Business

JULY 18, 2018

Since the acquisition in 2010, IBM has continued to drive innovation and leadership in risk and compliance and industry leaders have taken note. On July 16, Gartner published the 2018 Magic Quadrant for Integrated Risk Management* and IBM OpenPages was once again positioned in the leader’s quadrant.

Risk Management 70

Risk Management Compliance New York City Innovation 70