FICO

JANUARY 9, 2023

FCA’s Consumer Duty Mandates Sharper Use of Technology. They apply to both new and existing products and represent one of the single biggest compliance overhauls since the publication of the regulator’s Treating Customer Fairly Initiative in 2006. FICO Admin. Thu, 12/19/2019 - 16:29. by Peter Lemon. Lead Consultant. Source: fca.org.

Technology 52

Technology Compliance Strategy Regulation 52

Abrigo

JUNE 4, 2019

Software systems get upgraded; new technology gets implemented. Changes could stem from internal sources, like policies and procedures, new products, or product updates; or they could be external changes, like new compliance rules and regulations.

Fraud 150

Fraud System Handbook Policies 150

PYMNTS

MARCH 29, 2019

To take a phrase from the journalist’s handbook: Trust, but verify. The goals of any digital identity verification process or technology include stopping fraud in its tracks, preventing fake accounts from ever being opened and, at the most basic level, maintaining (and even building) a client’s reputation for trustworthiness.

Handbook 171

Handbook Compliance Online Data 171

Long Lasting Ideas

AUGUST 7, 2014

Form a Committee – Social media is not just a marketing communications tool, and the policy needs to address several areas that should include representation from marketing, compliance, human resources and upper management. Social media use and activity will only grow and continue to evolve as technology changes. use of disclaimers.

social media 69

social media Policies How To Handbook 69

CB Insights

JANUARY 4, 2018

But as with many things in technology, change comes gradually and then suddenly. Compliance Officers. And in trading, there are another set of EAAS companies trying to replicate and improve human cognition with quantitative trading technologies. STATE OF AUTOMATION REPORT. What is EAAS? Investment / Wealth Management.

Software 75

Software Compliance Training Google 75

FICO

MAY 19, 2020

Improve our defenses, and refresh our operations handbook, to handle the increase in mule accounts for money laundering. Now is the time to use technology to detect trends and out-of-pattern changes so that fraud loses and company reputations can be managed during this trying time.

Fraud 52

Fraud Management Handbook Cards 52