FICO

MAY 19, 2020

Improve our defenses, and refresh our operations handbook, to handle the increase in mule accounts for money laundering. Also, with reduced staff in the office, it’s important to consider other operational changes such as an increase in the volume of cases that go to auto-resolution to assist with operational capacity.

Fraud 52

Fraud Management Handbook Cards 52

FICO

JANUARY 9, 2023

FCA’s Consumer Duty Mandates Sharper Use of Technology. They apply to both new and existing products and represent one of the single biggest compliance overhauls since the publication of the regulator’s Treating Customer Fairly Initiative in 2006. FICO Admin. Thu, 12/19/2019 - 16:29. by Peter Lemon. Lead Consultant. Source: fca.org.

Technology 52

Technology Compliance Strategy Regulation 52

CB Insights

JANUARY 4, 2018

But as with many things in technology, change comes gradually and then suddenly. Compliance Officers. And in trading, there are another set of EAAS companies trying to replicate and improve human cognition with quantitative trading technologies. STATE OF AUTOMATION REPORT. What is EAAS? Investment / Wealth Management.

Software 75

Software Compliance Training Google 75