Cisco

JUNE 7, 2022

The past 20 years have visibly demonstrated the impact large scale events have on market, credit, and operational risks in financial services. The subsequent regulatory activity in response to these events focused on operational risks. Cyber risk is the largest and fastest growing operational risk within financial services.

Risk Management 118

Risk Management Management Cyber Security Handbook 118

Cisco

AUGUST 9, 2022

As these have attacks have evolved, regulatory bodies have updated their regulations to account for the increasing threat of cyber risk. This framework is especially relevant given the recent FFIEC Architecture and Operations update and the Executive Order on Cybersecurity from 2021.

Tools 114

Tools Leadership Handbook Security 114

Abrigo

NOVEMBER 18, 2016

The OCC Comptroller’s Handbook on CRE lending is careful to point out that CRE lending brings a unique take on other common lending risks, such as credit, interest rate, liquidity, operational, compliance, strategic and reputational risks. For many, commercial real estate lending may be the ticket.

Community Bank 150

Community Bank Handbook Lending Risk Management 150

Abrigo

JUNE 17, 2015

According to the Comptroller’s Handbook on Agricultural Lending , the repayment of agriculture loans often depends on successful planting and harvesting of crops, or raising and feeding of livestock, and ultimately marketing the harvested item(s). Without diversification, risks will be expounded.

How To 150

How To Kansas City Lending Analysis 150

Abrigo

JUNE 12, 2015

Lenders cited lower commodity prices, rising operating costs and the softening of cash rents. One respondent noted that ‘distressed operations may liquidate under-used items to bolster liquidity.’” The increased ag lending was driven by higher borrowing for current operating expenses and livestock purchases.

Survey 150

Survey Kansas Kansas City Lending 150

FICO

JANUARY 9, 2023

While it’s being applied in the UK, we’ve often seen other regulators follow Britain’s lead, as was the case with Treating Customers Fairly. The Consumer Duty brings a 12th principle into the FCA Handbook, known as the Consumer Principle. The means by which products are distributed is also a critical consideration for the regulator.

Technology 52

Technology Compliance Strategy Regulation 52

CB Insights

JANUARY 4, 2018

Similar to audit, compliance follows a methodical, repetitive process, and regulators themselves are some of the earliest adopters of AI to aid in enforcing compliance with the regulatory requirements they mandate. COMPLIANCE OFFICERS. The cost of regulatory compliance, currently estimated to be around $80 billion globally.

Software 75

Software Compliance Training Google 75