CFPB Monitor

SEPTEMBER 21, 2015

Hinojosa-Ojeda, Associate Professor, University of California Los Angeles Division of Social Sciences, Los Angeles, Calif. Allen, Chief Compliance Officer, Bank of American Fork, American Fork, Utah. DeBery, Senior Vice President, Internal Audit and Risk Management, Bath Savings Institution, Bath, Maine.

Groups 60

Groups Los Angeles San Francisco Community Bank 60

CFPB Monitor

AUGUST 22, 2016

Arjan Schutte, Founder and Managing Partner, Core Innovation Capital, Los Angeles, CA. Dion Kidd Johnson, President, Chief Operating Officer and Chief Risk Officer, Western Bank, Alamogordo, NM. Cal Ratcliff, Senior Vice President, Chief Compliance Officer, Bank of North Carolina, High Point, NC.

San Antonio 60

San Antonio Kansas City Groups CA 60

Fintech Labs Insights

JANUARY 18, 2016

HQ: Los Angeles, California. Derivative risk management. Tags: Enterprise, investing, trading, risk management, security, compliance. Online marketplace for real estate investing. Latest round: $18.4 million ($1.5 million equity, $16.9 million debt). Total raised: $63.4 million (including $16.9

Company 12

Company New York City Fintech San Francisco 12

Gonzobanker

DECEMBER 22, 2014

It’s been a busy year integrating recent acquisitions, purchasing $1 billion+ in Banco Popular deposits, hiring former Los Angeles Mayor Antonio Villaraigosa to advise on community relations, and having former President Bill Clinton speak at a major financial literacy event. Risk Management. ??? Performance Solutions.

Los Angeles 101

Los Angeles Apple Risk Management California 101

Gonzobanker

DECEMBER 22, 2015

To those community bankers claiming their growing Compliance departments say no to everything. How about fighting harder with better examples and holding compliance officers as accountable as everybody else. Mom’s Donuts , in a strip mall right next to Junior’s Liquors off the freeway east of Los Angeles.

Community Bank 60

Community Bank Apple Community Technology 60

Fintech Labs Insights

JULY 17, 2015

Regulatory compliance solutions for new account opening. HQ: Los Angeles, California. Independent source of consensus credit risk. Tags: Underwriting, risk management, compliance, investing, enterprise, B2B. In total, 20 companies raised $294 million, all in equity (as far as we know). RealtyMogul.

Fintech 12

Fintech Company San Diego Los Angeles 12

Gonzobanker

DECEMBER 19, 2016

A Shout Out for a Gutsy Call – Scott Reckard, a reporter for the Los Angeles Times, who first wrote about Wells Fargo’s branch pressure tactics in 2013. Let’s hope bankers can keep evolving their mortgage business and borrower experiences among all this compliance chaos. What’s next, rage in the cage, two CEOs, winner take all?

Utah 60

Utah System Community Marketing 60