Important Considerations When Growing the CRE Portfolio
Abrigo
NOVEMBER 18, 2016
Real estate is a notoriously cyclical market with fluctuations that can leave loans backed by real estate under-collateralized in the event of an economic downturn.
Compliance Handbook Marketing Operations 
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FCA’s Consumer Duty Mandates Sharper Use of Technology
FICO
JANUARY 9, 2023
They apply to both new and existing products and represent one of the single biggest compliance overhauls since the publication of the regulator’s Treating Customer Fairly Initiative in 2006. The Consumer Duty brings a 12th principle into the FCA Handbook, known as the Consumer Principle. Source: fca.org. Structure of Consumer Duty.
Dear MBAs, AI is Coming For You: The Coming Wave of Expert Automation & Augmentation Software (EAAS)
CB Insights
JANUARY 4, 2018
The EAAS market map below highlights some of the 40+ insurgent startup technology leaders building expert automation & augmentation software across any number of industries ranging from lawyers to journalists to wealth managers to traders to consulting, and more. Compliance Officers. What is EAAS? Investment / Wealth Management.
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